Share price at the NSE close on 23 Oct 2026. Previous close ₹953.90.
- Next results date: the board meets on 24 Oct 2026 to consider: financial results.
- Market capMarket capitalisation. Share price times the number of shares: what the whole company is worth at the day's price. The rank is by average market value over the six months to Jun 2026, among listed companies.
- ₹70,095 Cr145th largest listed
- P/EPrice to earnings, trailing. Market cap divided by the profit of the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, after the share of the other owners of its subsidiaries: what investors pay for each rupee of a year's profit. The filing of 25 Jul 2026
- 24.5
- P/BPrice to book. Market cap divided by the net worth that belongs to the company's own shareholders, its assets less everything it owes and less the other owners' share of its subsidiaries, on its latest balance sheet. The filing of 27 Apr 2026
- 3.5
- Dividend yieldDividend yield. Dividends paid per share in the twelve months to the day, as a percentage of the day's share price.
- 0.11%
- ROEReturn on equity. Profit over the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, as a percentage of their net worth, the money they have in the business. Net worth is the average of the latest balance sheet and the one a year before it. The filing of 25 Jul 2026
- 15.4%
- NIMNet interest margin. Net interest income ÷ the average assets that earn interest × 100 × 12 ÷ the months in the period, a rate per year; given only where the balance sheets at the start and at the end of the period are both held; not given for an insurer. For the year to Mar 2026.
- 5.58%
- Gross NPAGross NPA, non-performing loans. Gross non-performing loans as a percentage of all loans, as the bank states it, in per cent on the one scale its filing writes all its ratios in; not given where that scale cannot be told, where the figure is outside what it can be, where the filing's own amounts show it written on another scale or rounded to the whole per cent, where it is 0 for a bank that lends, or where it is below the net share. At the end of Jun 2026.
- 2.10%
- Net NPANet NPA, non-performing loans. Net non-performing loans as a percentage of loans, as the bank states it, in per cent on the one scale its filing writes all its ratios in; not given where that scale cannot be told, where the figure is outside what it can be, where the filing's own amounts show it written on another scale or rounded to the whole per cent, where it is 0 for a bank that lends, or where it is above the gross share. At the end of Jun 2026.
- 0.76%
- CET1Common equity tier 1 ratio. The bank's core capital, mostly shareholders' money, as a percentage of its loans and other assets weighted by risk, as the bank states it, in per cent on the one scale its filing writes all its ratios in; not given where that scale cannot be told, or where the figure is outside what it can be. At the end of Jun 2026.
- 17.14%
- ROAReturn on assets. Profit after tax ÷ average total assets × 100 × 12 ÷ the months in the period, a rate per year; given only where the balance sheets at the start and at the end of the period are both held; not given for an insurer. It equals net interest income + other income − operating expenses − provisions + exceptional items − tax + the lines below tax, each on the same base. For the year to Mar 2026.
- 1.51%
- Volume, NSEVolume. Shares traded on the last trading day; delivery is the part buyers kept rather than sold again the same day.
- 18,95,14857.6% delivered
AU Small Finance Bank board of directors
At the end of the quarter to Jun 2026, as the company filed it; changes since are in its announcements.Their trades in its shares
- ChairpersonHarun Rasid Khan
- Managing director and CEOSanjay Agarwal
- Company Secretary and Compliance OfficerManmohan Parnami
10 directors8 independent2 executive
- Harun Rasid Khan · ChairpersonIndependent · joined Dec 2021 · reappointed Dec 2024 · 54 months as independent · 1 listed board · 1 as independent
- Kamlesh Shivji VikamseyIndependent · joined Apr 2022 · reappointed Apr 2025 · 50 months as independent · 3 listed boards · 2 as independent · 6 committee seats, 5 as chair
- Malini ThadaniIndependent · joined Nov 2022 · reappointed Nov 2025 · 43 months as independent · 3 listed boards · 3 as independent · 3 committee seats, 1 as chair
- Nandkumar SaravadeIndependent · joined May 2025 · reappointed May 2025 · 13 months as independent · 2 listed boards · 2 as independent
- Jagajit Mangal PrasadIndependent · joined Jul 2025 · reappointed Jul 2025 · 12 months as independent · 1 listed board · 1 as independent · 1 committee seat
- Venkatesh Narasinganallore SrinivasanIndependent · joined Nov 2025 · reappointed Nov 2025 · 7 months as independent · 1 listed board · 1 as independent · 5 committee seats, 2 as chair
- Satyajit DwivediIndependent · joined Nov 2025 · reappointed Nov 2025 · 7 months as independent · 1 listed board · 1 as independent · 1 committee seat
- Phani ShankarIndependent · joined Jan 2026 · reappointed Jan 2026 · 5 months as independent · 1 listed board · 1 as independent · 2 committee seats, 1 as chair
- Sanjay Agarwal · Managing director and CEOExecutive · joined Jan 2003 · reappointed Apr 2026 · 1 listed board
- Vivek TripathiExecutive · joined Apr 2026 · 1 listed board · 1 committee seat
An independent director has no business or family tie to the company, its promoters or its managers beyond the seat. Listed boards counts the boards of listed companies the director sits on, this one included, and "as independent" how many of those seats are independent ones. Committee seats are audit and stakeholder committee seats across those companies. Months as independent is filed for independent directors only, whose terms the rules cap. Disqualified is the company's own mark that a director may not serve under company law.
6 directors who left
- Uttam Tibrewal, left 18 Apr 2026: Tenure Completion
- Kavita Venugopal, left 28 Mar 2026: Tenure Completion
- Kannan Gopalaraghavan Vellur, left 21 Jan 2026: Tenure Completion
- Divya Sehgal, left 20 Jan 2026: Others
- Mankal Shankar Sriram, left 20 Oct 2025: Tenure Completion
- Pushpinder Singh, left 20 Oct 2025: Tenure Completion
Committees and meetings
Who sits on each, and how often they met.Board meeting notices and outcomes
Board
- 21 Jun 202610 of 10 present8 independent · 39 days in between
- 12 May 202610 of 10 present8 independent · 14 days in between
- 27 Apr 202610 of 10 present8 independent · 40 days in between
- 17 Mar 202611 of 11 present9 independent · 20 days in between
2 earlier meetings
- 24 Feb 202611 of 11 present9 independent · 34 days in between
- 20 Jan 202613 of 13 present10 independent
Audit Committee
Chair Kamlesh Shivji Vikamsey
Venkatesh Narasinganallore Srinivasan, Satyajit Dwivedi, Phani Shankar, Jagajit Mangal Prasad
- 27 Apr 20265 of 5 present5 independent · 4 days in between
- 22 Apr 20265 of 5 present5 independent · 55 days in between
- 25 Feb 20266 of 6 present6 independent · 35 days in between
- 20 Jan 20263 of 3 present3 independent · 7 days in between
1 earlier meeting
- 12 Jan 20263 of 3 present3 independent
Nomination and remuneration committee
Chair Jagajit Mangal Prasad
Malini Thadani, Harun Rasid Khan, Kamlesh Shivji Vikamsey
- 9 Jun 20264 of 4 present4 independent · 74 days in between
- 26 Mar 20264 of 4 present4 independent · 65 days in between
- 19 Jan 20264 of 4 present4 independent
Stakeholders Relationship Committee
Chair Phani Shankar
Kamlesh Shivji Vikamsey, Malini Thadani, Vivek Tripathi
- 13 Feb 20263 of 4 present3 independent
Risk Management Committee
Chair Venkatesh Narasinganallore Srinivasan
Harun Rasid Khan, Kamlesh Shivji Vikamsey, Nandkumar Saravade, Phani Shankar, Vivek Tripathi
- 19 Jun 20266 of 6 present5 independent · 54 days in between
- 25 Apr 20265 of 5 present5 independent · 6 days in between
- 18 Apr 20265 of 6 present5 independent · 88 days in between
- 19 Jan 20265 of 5 present5 independent · 5 days in between
1 earlier meeting
- 13 Jan 20265 of 5 present5 independent
Corporate Social Responsibility Committee
Chair Malini Thadani
Harun Rasid Khan, Sanjay Agarwal, Nandkumar Saravade, Satyajit Dwivedi, Jagajit Mangal Prasad
- 13 Feb 20266 of 6 present5 independent
Meetings in the quarter filed and the one before it. The days in between are as the company files them, neither meeting's day counted; the rules allow at most 120. A quorum is the least number of members who must attend for the meeting to decide anything.
Statutory auditors
Named in the results for the quarter to Jun 2026.
- M S K A & Associates LLPPeer-review certificate valid to Jul 2027
- Mukund M Chitale & Co.Peer-review certificate valid to Apr 2027
2 earlier auditors
- M S K A & Associates LLP (Formerly known as M S K A & Associates)Named in filings from Dec 2025 to Mar 2026
- M S K A & AssociatesNamed in filings from Mar 2025 to Sep 2025
A statutory auditor checks the company's accounts and signs its results. Peer review is the accountants' institute's check of an audit firm's own work, which a listed company's auditor must hold a valid certificate of.
AU Small Finance Bank AGM and shareholder votes
Each resolution, how the votes went, and how institutions voted apart from the promoters. A postal ballot is a vote by post or online, held without a meeting.AU Small Finance Bank dividend history
Annual general meeting, 5 Sep 2026
1,65,616 shareholders on the register on 29 Aug 2026; present: 2 promoters and 85 others; votes counted by MANOJ MAHESHWARI / V. M. & Associates.The company's voting result (opens in a new tab)
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on March 31, 2026, and the reports of the Board of Directors and the Auditors thereon.Ordinary99.77% for0.23% against
Against: promoters 0.00% · institutions 0.33% · other public 0.00%
Turnout: all 82.57% · promoters 100.00% · institutions 83.02% · other public 31.79%
- To declare dividend of ₹1 per equity share of ₹10 each for the FY 2025-26.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 82.70% · promoters 100.00% · institutions 83.22% · other public 31.79%
- To appoint a Director in place of Mr. Sanjay Agarwal (DIN: 00009526), who retires by rotation and being eligible, has offered himself for re-appointment.OrdinaryPromoters have an interest in it96.46% for3.54% against
Against: promoters 0.00% · institutions 5.11% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
- To approve remuneration of Mr. Sanjay Agarwal (DIN: 00009526), Managing Director & CEO of the Bank.OrdinaryPromoters have an interest in it99.15% for0.85% against
Against: promoters 0.00% · institutions 1.22% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
- To approve variable pay of Mr. Uttam Tibrewal (DIN: 01024940), erstwhile Whole Time Director and Deputy CEO (Currently designated as Deputy CEO) of the Bank for the Financial Year 2025-26.Ordinary99.36% for0.64% against
Against: promoters 0.00% · institutions 0.92% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
- To approve enhancement of borrowing limit of the Bank up to ₹30,000 Crore under Section 180(1)(c) of the Companies Act, 2013.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
- To issue non-convertible debt securities/bonds/other permissible instruments, in one or more tranches.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereof.MoreLess
Special99.80% for0.20% againstAgainst: promoters 0.00% · institutions 0.28% · other public 0.00%
Turnout: all 82.58% · promoters 100.00% · institutions 83.03% · other public 31.79%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 14 Jun 2026, 1 resolution
1,69,326 shareholders on the register on 8 May 2026; votes counted by Manoj Maheshwari / V.M. & Associates.The company's voting result (opens in a new tab)
- Appointment of Mr. Vivek Tripathi (DIN:11510604) as the Director and Whole Time Director, (designated as Executive Director) of the Bank and to approve the remuneration payable to himOrdinary99.21% for0.79% against
Against: promoters 0.00% · institutions 1.12% · other public 0.01%
Turnout: all 86.66% · promoters 100.00% · institutions 88.97% · other public 33.28%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 28 Feb 2026, 2 resolutions
1,86,310 shareholders on the register on 23 Jan 2026; votes counted by Manoj Maheshwari / V.M. & Associates.The company's voting result (opens in a new tab)
- To approve the appointment of Mr. Phani Shankar (DIN: 09663183) as an Independent Director of the BankSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 78.17% · promoters 100.00% · institutions 77.45% · other public 30.90%
- To approve the amendments in AU Employees Stock Option Scheme 2023 (“AU ESOS 2023”)Special83.30% for16.70% against
Against: promoters 0.00% · institutions 24.90% · other public 0.01%
Turnout: all 78.16% · promoters 100.00% · institutions 77.44% · other public 30.90%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 25 Dec 2025, 6 resolutions
1,87,601 shareholders on the register on 21 Nov 2025; votes counted by Manoj Maheshwari / V.M. & Associates.The company's voting result (opens in a new tab)
- TO APPROVE THE APPOINTMENT OF MR. NARASINGANALLORE VENKATESH SRINIVASAN (MR. N S VENKATESH) (DIN: 01893686) AS AN INDEPENDENT DIRECTOR OF THE BANKSpecial99.83% for0.17% against
Against: promoters 0.00% · institutions 0.25% · other public 0.00%
Turnout: all 77.03% · promoters 100.00% · institutions 76.97% · other public 25.00%
- TO APPROVE THE APPOINTMENT OF MR. SATYAJIT DWIVEDI (DIN: 08118455) AS AN INDEPENDENT DIRECTOR OF THE BANKSpecial99.83% for0.17% against
Against: promoters 0.00% · institutions 0.25% · other public 0.00%
Turnout: all 77.03% · promoters 100.00% · institutions 76.97% · other public 25.00%
- TO APPROVE THE RE-APPOINTMENT OF MS. MALINI THADANI (DIN: 01516555) FOR SECOND TERM OF 3 YEARS AS AN INDEPENDENT DIRECTOR OF THE BANKSpecial94.25% for5.75% against
Against: promoters 0.00% · institutions 8.57% · other public 0.00%
Turnout: all 77.03% · promoters 100.00% · institutions 76.97% · other public 25.00%
- TO APPROVE REMUNERATION OF MR. SANJAY AGARWAL (DIN: 00009526), MANAGING DIRECTOR & CEO OF THE BANKOrdinaryPromoters have an interest in it99.37% for0.63% against
Against: promoters 0.00% · institutions 0.94% · other public 0.01%
Turnout: all 76.90% · promoters 100.00% · institutions 76.77% · other public 25.00%
- TO APPROVE THE REMUNERATION OF MR. UTTAM TIBREWAL (DIN: 01024940), WHOLE TIME DIRECTOR & DEPUTY CEO OF THE BANKOrdinary99.37% for0.63% against
Against: promoters 0.00% · institutions 0.94% · other public 0.01%
Turnout: all 76.90% · promoters 100.00% · institutions 76.77% · other public 25.00%
- TO APPROVE RE-APPOINTMENT OF MR. SANJAY AGARWAL (DIN: 00009526) AS MANAGING DIRECTOR & CEO OF THE BANKOrdinaryPromoters have an interest in it99.23% for0.77% against
Against: promoters 0.00% · institutions 1.15% · other public 0.00%
Turnout: all 77.03% · promoters 100.00% · institutions 76.97% · other public 25.00%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 8 Aug 2025, 8 resolutions
2,01,198 shareholders on the register on 1 Aug 2025; present: 1 promoter and 77 others; votes counted by MANOJ MAHESHWARI / V. M. & Associates.The company's voting result (opens in a new tab)
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on 31st March 2025, and the reports of the Board of Directors and the Auditors thereonOrdinary99.97% for0.03% against
Against: promoters 0.00% · institutions 0.04% · other public 0.00%
Turnout: all 77.63% · promoters 100.00% · institutions 79.05% · other public 24.02%
- To declare Dividend of Rs. 1.00 per equity share of Rs. 10 each for the FY 2024-25Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 77.94% · promoters 100.00% · institutions 79.51% · other public 24.02%
- To appoint a director in place of Mr. Uttam Tibrewal (DIN: 01024940) who retires by rotation and being eligible, has offered himself for re-appointmentOrdinary99.89% for0.11% against
Against: promoters 0.00% · institutions 0.17% · other public 0.01%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
- To issue non-convertible debt securities / bonds/ other permissible instruments, in one or more tranchesSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereofMoreLess
Special99.86% for0.14% againstAgainst: promoters 0.00% · institutions 0.21% · other public 0.04%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
- To approve the appointment of M/s Mehta & Mehta, Company Secretaries as Secretarial Auditor of the BankOrdinary99.34% for0.66% against
Against: promoters 0.00% · institutions 0.98% · other public 0.01%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
- To approve the appointment of Mr. Nandkumar Saravade (DIN: 07601861) as an Independent Director of the BankSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
- To approve the appointment of Mr. Jagajit Mangal Prasad (DIN: 11146660) as an Independent Director of the BankSpecial99.96% for0.04% against
Against: promoters 0.00% · institutions 0.06% · other public 0.01%
Turnout: all 77.64% · promoters 100.00% · institutions 79.07% · other public 24.02%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 10 Apr 2025, 1 resolution
1,87,541 shareholders on the register on 7 Mar 2025; votes counted by Manoj Maheshwari / V.M. & Associates.The company's voting result (opens in a new tab)
- Re-appointment of Mr. Kamlesh Shivji Vikamsey (DIN: 00059620) for second term of 5 years as an Independent DirectorSpecial99.16% for0.84% against
Against: promoters 0.00% · institutions 1.27% · other public 0.03%
Turnout: all 76.35% · promoters 100.00% · institutions 82.52% · other public 17.24%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 24 Oct 2024, 4 resolutions
The company's voting result (opens in a new tab)
- Re-appointment of Mr. Harun Rasid Khan (DIN: 07456806) for second term of 3 years as an Independent DirectorSpecial99.63% for0.37% against
Against: promoters 0.00% · institutions 0.59% · other public 0.01%
Turnout: all 85.74% · promoters 100.00% · institutions 88.89% · other public 54.14%
- Re-appointment of Mr. Harun Rasid Khan, Independent Director (DIN: 07456806) as Part-Time Chairman of the Bank, subject to approval of Reserve Bank of IndiaOrdinary99.98% for0.02% against
Against: promoters 0.00% · institutions 0.03% · other public 0.01%
Turnout: all 85.74% · promoters 100.00% · institutions 88.89% · other public 54.14%
- Approval for remuneration of Mr. Sanjay Agarwal (DIN: 00009526), Managing Director & CEO of the Bank for the Financial Year 2024-25OrdinaryPromoters have an interest in it99.49% for0.51% against
Against: promoters 0.00% · institutions 0.81% · other public 0.01%
Turnout: all 85.74% · promoters 100.00% · institutions 88.89% · other public 54.13%
- Approval for remuneration of Mr. Uttam Tibrewal (DIN: 01024940), Whole Time Director & Deputy CEO of the Bank for the Financial Year 2024-25Ordinary99.49% for0.51% against
Against: promoters 0.00% · institutions 0.81% · other public 0.01%
Turnout: all 85.74% · promoters 100.00% · institutions 88.89% · other public 54.14%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 26 Jul 2024, 6 resolutions
Present: 3 promoters and 92 others.The company's voting result (opens in a new tab)
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on March 31, 2024 and the reports of the Board of Directors and the Auditors thereon.Ordinary99.98% for0.02% against
Against: promoters 0.00% · institutions 0.03% · other public 0.00%
Turnout: all 79.86% · promoters 100.00% · institutions 79.11% · other public 57.91%
- To declare Dividend of ₹ 1.00 per equity share of ₹ 10 each for the FY 2023-24.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 79.93% · promoters 100.00% · institutions 79.23% · other public 57.91%
- To appoint a Director in place of Mr. Sanjay Agarwal (DIN: 00009526) who retires by rotation and being eligible, has offered himself for re-appointment.OrdinaryPromoters have an interest in it99.98% for0.02% against
Against: promoters 0.00% · institutions 0.03% · other public 0.00%
Turnout: all 79.87% · promoters 100.00% · institutions 79.12% · other public 57.91%
- To appoint Joint Statutory Auditors of the Bank and fix their remuneration.Ordinary99.89% for0.11% against
Against: promoters 0.00% · institutions 0.18% · other public 0.00%
Turnout: all 79.87% · promoters 100.00% · institutions 79.12% · other public 57.91%
- To issue non-convertible debt securities/bonds/other permissible instruments, in one or more tranches.Special99.47% for0.53% against
Against: promoters 0.00% · institutions 0.93% · other public 0.00%
Turnout: all 79.87% · promoters 100.00% · institutions 79.12% · other public 57.91%
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereof.MoreLess
Special98.83% for1.17% againstAgainst: promoters 0.00% · institutions 2.03% · other public 0.00%
Turnout: all 79.87% · promoters 100.00% · institutions 79.12% · other public 57.91%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
How mutual funds voted
Fund houses must disclose how they vote at every meeting of a company they hold.Funds that hold it
Mutual fund votes, meeting of 5 Sep 2026, 16 fund houses so far (houses' deadline to file 15 Oct 2026)
Each resolution counts the houses whose vote was matched to it; the rest are listed last.
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on March 31, 2026, and the reports of the Board of Directors and the Auditors thereon.16 for0 against
- To declare dividend of ₹1 per equity share of ₹10 each for the FY 2025-26.16 for0 against
- To appoint a Director in place of Mr. Sanjay Agarwal (DIN: 00009526), who retires by rotation and being eligible, has offered himself for re-appointment.16 for0 against
- To approve remuneration of Mr. Sanjay Agarwal (DIN: 00009526), Managing Director & CEO of the Bank.16 for0 against
- To approve variable pay of Mr. Uttam Tibrewal (DIN: 01024940), erstwhile Whole Time Director and Deputy CEO (Currently designated as Deputy CEO) of the Bank for the Financial Year 2025-26.16 for0 against
- To approve enhancement of borrowing limit of the Bank up to ₹30,000 Crore under Section 180(1)(c) of the Companies Act, 2013.16 for0 against
- To issue non-convertible debt securities/bonds/other permissible instruments, in one or more tranches.16 for0 against
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereof.MoreLess
12 for0 against
2 proposals not matched to one resolution
- 8) Approve issuance of securities upto Rs 75.0 bn1 for0 against
- Approve issuance of securities upto Rs 75.0 bn3 for0 against
Mutual fund votes, meeting of 14 Jun 2026, 38 fund houses
- Appointment of Mr. Vivek Tripathi (DIN:11510604) as the Director and Whole Time Director, (designated as Executive Director) of the Bank and to approve the remuneration payable to him37 for0 against
1 abstained
6 earlier meetings
Mutual fund votes, meeting of 28 Feb 2026, 35 fund houses
- To approve the appointment of Mr. Phani Shankar (DIN: 09663183) as an Independent Director of the Bank34 for0 against
1 abstained
- To approve the amendments in AU Employees Stock Option Scheme 2023 (“AU ESOS 2023”)
Against Unifi Mutual Fund
- Unifi Mutual FundIn the 2023 Postal Ballot, AU SFB received shareholder approval for the AU Employees Stock Option Scheme 2023 (AU ESOP/ESOS 2023) to grant ESOPs/ESOS to employees with an initial pool of 20.0 mn options. As of 31 December 2025, 15.8 mn options have already been granted and 4.2 mn options are available for future grants under the scheme. Further, only 0.5 mn options remain available under the other ESOP schemes of the bank. To meet the future ESOP requirements, the bank proposes to increase the pool size of AU ESOS 2023 by 30.0 mn stock options, thereby increasing the total options pool from 20.0 mn to 50.0 mn stock options. The bank also proposes to alter clauses involving providing nomination for employees with permanent disability and accelerated vesting in case of death of an employee. The exercise price is linked to market price, as determined by the NRC, and will not be less than the face value of the shares. The bank has also specified that in the past, NRC has fixed exercise price in line with 26 weeks’ volume weighted market price. However, we raise concern that in FY25, the bank has deviated from this practice and has granted ESOPs to Rajeev Yadav – former Deputy CEO – at a discount of ~50% to market price. Given this deviation, we believe there is no clarity on the exercise price under the 2023 scheme. AU SFB must clarify the reason for such deviation in the grant price of the ESOP 2023 scheme We believe that ESOPs are ‘pay at risk’ options that employees accept at the time of grant, which is protected if the ESOPs are issued at significant discount to market price. If the stock options are granted at a significant discount, there is no alignment between the interests of investors and employees. We do not support the resolution.
33 for1 against1 abstained
Mutual fund votes, meeting of 25 Dec 2025, 32 fund houses
Each resolution counts the houses whose vote was matched to it; the rest are listed last.
- TO APPROVE THE APPOINTMENT OF MR. NARASINGANALLORE VENKATESH SRINIVASAN (MR. N S VENKATESH) (DIN: 01893686) AS AN INDEPENDENT DIRECTOR OF THE BANK31 for0 against
1 abstained
- TO APPROVE THE APPOINTMENT OF MR. SATYAJIT DWIVEDI (DIN: 08118455) AS AN INDEPENDENT DIRECTOR OF THE BANK31 for0 against
1 abstained
- TO APPROVE THE RE-APPOINTMENT OF MS. MALINI THADANI (DIN: 01516555) FOR SECOND TERM OF 3 YEARS AS AN INDEPENDENT DIRECTOR OF THE BANK
Against Angel One Mutual Fund, Edelweiss Mutual Fund, Groww Mutual Fund, LIC Mutual Fund, Motilal Oswal Mutual Fund, Navi Mutual Fund, Nippon India Mutual Fund, Zerodha Mutual Fund
- Angel One Mutual FundPrior approval of shareholders is not obtained for re-appointment as an Independent Director.
- Edelweiss Mutual Fund, Groww Mutual Fund, LIC Mutual Fund, Motilal Oswal Mutual Fund, Navi Mutual Fund, Zerodha Mutual FundNo concern identified on the merits of proposed appointee. Re-appointment not in accordance with the Companies Act, 2013: Prior approval of shareholders is not obtained for re-appointment as an ID.
- Nippon India Mutual FundPrior approval of shareholders is not obtained for re-appointment as an ID.
23 for8 against1 abstained
- TO APPROVE REMUNERATION OF MR. SANJAY AGARWAL (DIN: 00009526), MANAGING DIRECTOR & CEO OF THE BANK30 for0 against
1 abstained
- TO APPROVE THE REMUNERATION OF MR. UTTAM TIBREWAL (DIN: 01024940), WHOLE TIME DIRECTOR & DEPUTY CEO OF THE BANK30 for0 against
1 abstained
- TO APPROVE RE-APPOINTMENT OF MR. SANJAY AGARWAL (DIN: 00009526) AS MANAGING DIRECTOR & CEO OF THE BANK30 for0 against
1 abstained
3 proposals not matched to one resolution
- Item 4, as a fund house numbered it1 for0 against
- Item 5, as a fund house numbered it1 for0 against
- Item 6, as a fund house numbered it1 for0 against
Mutual fund votes, meeting of 8 Aug 2025, 31 fund houses
Each resolution counts the houses whose vote was matched to it; the rest are listed last.
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on 31st March 2025, and the reports of the Board of Directors and the Auditors thereon29 for0 against
1 abstained
- To declare Dividend of Rs. 1.00 per equity share of Rs. 10 each for the FY 2024-2530 for0 against
1 abstained
- To appoint a director in place of Mr. Uttam Tibrewal (DIN: 01024940) who retires by rotation and being eligible, has offered himself for re-appointment30 for0 against
1 abstained
- To issue non-convertible debt securities / bonds/ other permissible instruments, in one or more tranches29 for0 against
1 abstained
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereofMoreLess
23 for0 against1 abstained
- To approve the appointment of M/s Mehta & Mehta, Company Secretaries as Secretarial Auditor of the Bank
Against Angel One Mutual Fund, Edelweiss Mutual Fund, Groww Mutual Fund, LIC Mutual Fund, Motilal Oswal Mutual Fund, Navi Mutual Fund, Zerodha Mutual Fund
- Angel One Mutual Fund, LIC Mutual FundTransparency concern: Remuneration of outgoing auditor not disclosed, thus, material change, if any, with proposed audit fee cannot be ascertained.
- Edelweiss Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual Fund, Navi Mutual Fund, Zerodha Mutual FundCompliant with law. No concern on the merits of proposed Auditors. Transparency concern: Remuneration of outgoing auditor not disclosed, thus, material change, if any, with proposed audit fee cannot be ascertained.
23 for7 against1 abstained
- To approve the appointment of Mr. Nandkumar Saravade (DIN: 07601861) as an Independent Director of the Bank30 for0 against
1 abstained
- To approve the appointment of Mr. Jagajit Mangal Prasad (DIN: 11146660) as an Independent Director of the Bank30 for0 against
1 abstained
5 proposals not matched to one resolution
- Item 1, as a fund house numbered it1 for0 against
- Item 4, as a fund house numbered it1 for0 against
- Item 5, as a fund house numbered it1 for0 against
- 5) Approve issuance of securities upto Rs 50.0 bn.1 for0 against
- Approve issuance of securities upto Rs 50.0 bn5 for0 against
Mutual fund votes, meeting of 10 Apr 2025, 25 fund houses
- Re-appointment of Mr. Kamlesh Shivji Vikamsey (DIN: 00059620) for second term of 5 years as an Independent Director25 for0 against
Mutual fund votes, meeting of 24 Oct 2024, 25 fund houses
Each resolution counts the houses whose vote was matched to it; the rest are listed last.
- Re-appointment of Mr. Harun Rasid Khan (DIN: 07456806) for second term of 3 years as an Independent Director22 for0 against
- Re-appointment of Mr. Harun Rasid Khan, Independent Director (DIN: 07456806) as Part-Time Chairman of the Bank, subject to approval of Reserve Bank of India22 for0 against
- Approval for remuneration of Mr. Sanjay Agarwal (DIN: 00009526), Managing Director & CEO of the Bank for the Financial Year 2024-2524 for0 against
- Approval for remuneration of Mr. Uttam Tibrewal (DIN: 01024940), Whole Time Director & Deputy CEO of the Bank for the Financial Year 2024-2524 for0 against
6 proposals not matched to one resolution
- Item 1, as a fund house numbered it1 for0 against
- Item 2, as a fund house numbered it1 for0 against
- Item 3, as a fund house numbered it1 for0 against
- Item 4, as a fund house numbered it1 for0 against
- Reappoint Harun Rasid Khan (DIN: 07456806) as Independent Director for three years from 28 December 20242 for0 against
- Reappoint Harun Rasid Khan (DIN: 07456806) as Part-Time Non-Executive Chairperson (Independent Director) from 28 December 2024 till 27 December 2027 and fix his remuneration2 for0 against
Mutual fund votes, meeting of 26 Jul 2024, 22 fund houses
Each resolution counts the houses whose vote was matched to it; the rest are listed last.
- To adopt the Audited Financial Statements of the Bank for the Financial Year ended on March 31, 2024 and the reports of the Board of Directors and the Auditors thereon.22 for0 against
- To declare Dividend of ₹ 1.00 per equity share of ₹ 10 each for the FY 2023-24.22 for0 against
- To appoint a Director in place of Mr. Sanjay Agarwal (DIN: 00009526) who retires by rotation and being eligible, has offered himself for re-appointment.22 for0 against
- To appoint Joint Statutory Auditors of the Bank and fix their remuneration.
Against Bajaj Finserv Mutual Fund, Groww Mutual Fund, LIC Mutual Fund, Motilal Oswal Mutual Fund, Zerodha Mutual Fund
- Bajaj Finserv Mutual Fund, Groww Mutual Fund, LIC Mutual Fund, Motilal Oswal Mutual FundCompliant with law. Governance concern: Clubbed resolution. Transparency concern: No clarity regarding allocation of proposed audit fee payable between the Joint Auditors.
- Zerodha Mutual FundGovernance concern: Clubbed resolution. Transparency concern: No clarity regarding allocation of proposed audit fee payable between the Joint Auditors.
17 for5 against - To issue non-convertible debt securities/bonds/other permissible instruments, in one or more tranches.22 for0 against
To raise funds through issue of equity shares and/or any other instruments or securities representing either equity shares and/or convertible securities linked to equity shares including through Qualified Institutions Placement or such other permissible mode or combinations thereof.MoreLess
18 for0 against
2 proposals not matched to one resolution
- 6) Approve issuance of securities upto Rs 50.0 bn.1 for0 against
- Approve issuance of securities upto Rs 50.0 bn3 for0 against
Each fund house counted once, from its own disclosure; the reasons are its own words.
Investor complaints and compliance
Quarter by quarter.
Investor complaints received and resolved, the company's own count
- Received
- Resolved
Open at the quarter's end
- The board is made up as the listing rules require
- Yes
- The board has a regular chairperson
- Yes
- The company has a risk management committee
- Yes
- The chair is related to the managing director
- No
- The filing has a part on fines and penalties
- No
- The filing has a part on tax disputes
- No
- There was a cyber security incident in the quarter
- No
The company's own answers in its filing.