SMC Global Securities CEO, MD, chairman, board of directors and AGM
NSE: SMCGLOBALBSE: 543263Capital MarketsSmall Cap
Share price at the NSE close on 23 Oct 2026. Previous close ₹101.96.
- Under NSE's short-term additional surveillance, stage I, on the list for 23 Oct 2026. The exchange puts a share here when its price has moved unusually, and trading in it carries extra conditions.
- Next results date: the board meets on 26 Oct 2026 to consider: financial results.
- Market capMarket capitalisation. Share price times the number of shares: what the whole company is worth at the day's price. The rank is by average market value over the six months to Jun 2026, among listed companies.
- ₹2,002 Cr1,283rd largest listed
- P/EPrice to earnings, trailing. Market cap divided by the profit of the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, after the share of the other owners of its subsidiaries: what investors pay for each rupee of a year's profit. The filing of 26 Jul 2026
- 18.4
- P/BPrice to book. Market cap divided by the net worth that belongs to the company's own shareholders, its assets less everything it owes and less the other owners' share of its subsidiaries, on its latest balance sheet. The filing of 15 Jul 2026
- 1.5
- Dividend yieldDividend yield. Dividends paid per share in the twelve months to the day, as a percentage of the day's share price.
- 1.26%
- ROEReturn on equity. Profit over the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, as a percentage of their net worth, the money they have in the business. Net worth is the average of the latest balance sheet and the one a year before it. The filing of 26 Jul 2026
- 8.6%
- ROCEReturn on capital employed. Operating profit after depreciation (revenue less operating expenses and depreciation, without other income and one-off items) as a percentage of all the money the business runs on: the whole group's net worth, the other owners of its subsidiaries included, plus borrowings. Lease liabilities are not counted: the results filings do not state them. The profit is over the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly); net worth and borrowings are on the latest balance sheet. The filing of 26 Jul 2026
- 10.8%
- Debt to equityDebt to equity. Borrowings divided by the whole group's net worth, the other owners of its subsidiaries included: rupees borrowed for each rupee of equity in the business. Lease liabilities are not counted: the results filings do not state them. From the balance sheet at the end of Mar 2026. The filing of 15 Jul 2026
- 1.53
- Volume, NSEVolume. Shares traded on the last trading day; delivery is the part buyers kept rather than sold again the same day.
- 18,64,86534.1% delivered
SMC Global Securities board of directors
At the end of the quarter to Jun 2026, as the company filed it; changes since are in its announcements.Their trades in its shares
- Chairperson and managing directorSubhash Chand Aggarwal
- Managing directorMahesh Chand Gupta
- Chief executiveAjay Garg
- Company Secretary and Compliance OfficerSUMAN KUMAR
14 directors7 independent5 executive2 non-executive
- Subhash Chand Aggarwal · Chairperson and managing directorExecutive · joined Dec 1994 · reappointed Jan 2025 · 1 listed board
- Mahesh Chand Gupta · Managing directorExecutive · joined Sep 2007 · reappointed Sep 2022 · 1 listed board
- Ajay Garg · Chief executiveExecutive · joined Mar 2009 · reappointed May 2018 · 1 listed board
- Anurag BansalExecutive · joined Mar 2009 · reappointed Mar 2024 · 1 listed board · 1 committee seat
- Shruti AggarwalExecutive · joined Jun 2017 · reappointed Aug 2023 · 1 listed board
- Himanshu GuptaNon-executive · joined Feb 2018 · reappointed Feb 2018 · 1 listed board
- Pranay AggarwalNon-executive · joined Feb 2025 · reappointed Feb 2025 · 1 listed board
- Naveen ND GuptaIndependent · joined Jan 2018 · reappointed Jan 2023 · 101 months as independent · 1 listed board · 1 as independent · 1 committee seat
- Narendra KumarIndependent · joined Sep 2022 · reappointed Sep 2022 · 45 months as independent · 1 listed board · 1 as independent · 2 committee seats, 1 as chair
- Gobind Ram ChoudharyIndependent · joined Jun 2023 · reappointed Jun 2023 · 36 months as independent · 1 listed board · 1 as independent
- Dinesh Kumar SarrafIndependent · joined Aug 2023 · reappointed Aug 2023 · 34 months as independent · 1 listed board · 1 as independent · 2 committee seats, 1 as chair
- Hemant BhargavaIndependent · joined Aug 2023 · reappointed Aug 2023 · 34 months as independent · 3 listed boards · 3 as independent · 3 committee seats, 2 as chair
- Neeru AbrolIndependent · joined Mar 2024 · reappointed Mar 2024 · 27 months as independent · 5 listed boards · 5 as independent · 5 committee seats, 1 as chair
- Sarita KapurIndependent · joined Feb 2025 · reappointed Feb 2025 · 16 months as independent · 2 listed boards · 2 as independent
An independent director has no business or family tie to the company, its promoters or its managers beyond the seat. Listed boards counts the boards of listed companies the director sits on, this one included, and "as independent" how many of those seats are independent ones. Committee seats are audit and stakeholder committee seats across those companies. Months as independent is filed for independent directors only, whose terms the rules cap. Disqualified is the company's own mark that a director may not serve under company law.
Committees and meetings
Who sits on each, and how often they met.Board meeting notices and outcomes
Board
- 2 May 202614 of 14 present7 independent · 88 days in between
- 2 Feb 202613 of 14 present6 independent
Audit Committee
Chair Dinesh Kumar Sarraf
Hemant Bhargava, Naveen ND Gupta, Narendra Kumar, Pranay Aggarwal, Himanshu Gupta
- 1 May 20264 of 4 present4 independent · 44 days in between
- 17 Mar 20264 of 4 present4 independent · 42 days in between
- 2 Feb 20264 of 4 present4 independent
Nomination and remuneration committee
Chair Gobind Ram Choudhary
Dinesh Kumar Sarraf, Naveen ND Gupta
- 1 May 20263 of 3 present3 independent · 88 days in between
- 1 Feb 20262 of 3 present2 independent
Stakeholders Relationship Committee
Chair Narendra Kumar
Dinesh Kumar Sarraf, Anurag Bansal
- 1 May 20263 of 3 present2 independent
- 1 Feb 20263 of 3 present2 independent
Risk Management Committee
Chair Anurag Bansal
Hemant Bhargava, Himanshu Gupta, Ajay Garg, Yashpal Chopra, Shruti Aggarwal
- 1 Feb 20265 of 5 present1 independent
Corporate Social Responsibility Committee
Chair Subhash Chand Aggarwal
Mahesh Chand Gupta, Dinesh Kumar Sarraf
- 1 May 20263 of 3 present1 independent
- 1 Feb 20263 of 3 present1 independent
Meetings in the quarter filed and the one before it. The days in between are as the company files them, neither meeting's day counted; the rules allow at most 120. A quorum is the least number of members who must attend for the meeting to decide anything.
Statutory auditor
Named in the results for the quarter to Mar 2026.
- P.C. Bindal & Co.Peer-review certificate valid to Jul 2027
A statutory auditor checks the company's accounts and signs its results. Peer review is the accountants' institute's check of an audit firm's own work, which a listed company's auditor must hold a valid certificate of.
SMC Global Securities AGM and shareholder votes
Each resolution, how the votes went, and how institutions voted apart from the promoters. A postal ballot is a vote by post or online, held without a meeting.SMC Global Securities dividend history
Annual general meeting, 26 Jun 2026
25,737 shareholders on the register on 19 Jun 2026; present: 17 promoters and 98 others; votes counted by Arvind Kumar Roy / A.K.ROY & ASSOCIATES.The company's voting result (opens in a new tab)
- ADOPTION OF AUDITED FINANCIAL STATEMENTSOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.45% · promoters 99.47% · institutions 78.30% · other public 1.24%
- DECLARATION OF FINAL DIVIDENDOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.45% · promoters 99.47% · institutions 78.30% · other public 1.24%
- REAPPOINTMENT OF MR. AJAY GARG (DIN: 00003166), DIRECTOR & CEO WHO RETIRES BY ROTATIONOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.45% · promoters 99.47% · institutions 78.30% · other public 1.24%
- REAPPOINTMENT OF MR. ANURAG BANSAL (DIN: 00003294), WHOLE TIME DIRECTOR WHO RETIRES BY ROTATIONOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.45% · promoters 99.47% · institutions 78.30% · other public 1.24%
- APPROVAL FOR RAISING FUNDS BY WAY OF BORROWING AND ISSUANCE OF DEBT SECURITIESSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.45% · promoters 99.47% · institutions 78.30% · other public 1.24%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 3 Dec 2025, 1 resolution
26,980 shareholders on the register on 24 Oct 2025; votes counted by Arvind Kumar Roy / A.K. Roy & Associates.The company's voting result (opens in a new tab)
- Alteration in Object Clause of Memorandum of Association of the CompanySpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.88% · promoters 100.00% · institutions 89.39% · other public 1.29%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 25 Oct 2025, 1 resolution
26,574 shareholders on the register on 19 Sep 2025; votes counted by Arvind Kumar Roy / A.K. Roy & Associates.The company's voting result (opens in a new tab)
- APPROVE ISSUE OF BONUS EQUITY SHARES TO THE MEMBERS OF THE COMPANYOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.89% · promoters 99.90% · institutions 88.48% · other public 1.56%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 28 Jun 2025, 9 resolutions
28,359 shareholders on the register on 21 Jun 2025; present: 16 promoters and 88 others; votes counted by Arvind Kumar Roy / A.K.ROY & ASSOCIATES.The company's voting result (opens in a new tab)
- ADOPTION OF AUDITED FINANCIAL STATEMENTSOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.85% · promoters 99.90% · institutions 81.71% · other public 1.36%
- DECLARATION OF FINAL DIVIDENDOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.89% · promoters 99.90% · institutions 83.28% · other public 1.36%
- REAPPOINTMENT OF MR. SHRUTI AGGARWAL (DIN: 06886453), WHOLE TIME DIRECTOR WHO RETIRES BY ROTATIONOrdinary99.98% for0.02% against
Against: promoters 0.00% · institutions 0.51% · other public 0.00%
Turnout: all 69.89% · promoters 99.90% · institutions 83.28% · other public 1.36%
- APPOINTMENT OF SECRETARIAL AUDITOROrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.89% · promoters 99.90% · institutions 83.28% · other public 1.36%
- APPROVAL FOR REVISION IN TERMS OF REMUNERATION OF MR. ANURAG BANSAL (DIN: 00003294) AS WHOLE TIME DIRECTOR OF THE COMPANYSpecialPromoters have an interest in it97.37% for2.63% against
Against: promoters 0.00% · institutions 81.47% · other public 0.02%
Turnout: all 69.65% · promoters 99.55% · institutions 83.28% · other public 1.36%
- APPROVAL FOR REVISION IN TERMS OF REMUNERATION OF MR. AJAY GARG (DIN: 00003166) AS DIRECTOR AND CEO OF THE COMPANYSpecialPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 69.09% · promoters 98.71% · institutions 83.28% · other public 1.36%
- APPROVAL FOR REVISION IN TERMS OF REMUNERATION OF MRS. SHRUTI AGGARWAL (DIN: 06886453) AS WHOLE TIME DIRECTOR OF THE COMPANYSpecialPromoters have an interest in it96.82% for3.18% against
Against: promoters 0.00% · institutions 81.47% · other public 0.02%
Turnout: all 57.63% · promoters 81.68% · institutions 83.28% · other public 1.36%
- APPROVAL FOR INCREASE IN REMUNERATION OF MR. ANUJ KANSAL, HEAD- HFT OF THE COMPANY, WHO IS APPOINTED IN OFFICE OR PLACE OF PROFIT IN THE COMPANYOrdinaryPromoters have an interest in it97.05% for2.95% against
Against: promoters 0.00% · institutions 81.47% · other public 0.04%
Turnout: all 62.16% · promoters 88.41% · institutions 83.28% · other public 1.36%
- APPROVAL FOR RAISING FUNDS BY WAY OF BORROWING AND ISSUANCE OF DEBT SECURITIESSpecial97.38% for2.62% against
Against: promoters 0.00% · institutions 81.47% · other public 0.00%
Turnout: all 69.89% · promoters 99.90% · institutions 83.28% · other public 1.36%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 6 Mar 2025, 2 resolutions
29,971 shareholders on the register on 31 Jan 2025; votes counted by Arvind Kumar Roy / A.K. Roy & Associates.The company's voting result (opens in a new tab)
- Appointment of Ms. Sarita Kapur (DIN: 08848507) as a Non-Executive Independent Director of the CompanySpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.07%
Turnout: all 60.34% · promoters 85.72% · institutions 84.04% · other public 1.37%
- Appointment of Mr. Pranay Aggarwal (DIN: 07827697) as a Non-Executive Director of the CompanyOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.07%
Turnout: all 43.31% · promoters 60.40% · institutions 84.04% · other public 1.37%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 5 Sep 2024, 1 resolution
The company's voting result (opens in a new tab)
Appointment of Mrs. Aditi Aggarwal, Additional Director of Moneywise Finvest Limited (Wholly Owned Subsidiary) and a relative of Mr. Subhash Chand Aggarwal, Chairman and Managing Director and Mrs. Shruti Aggarwal, Whole Time Director of the Company to hold office as a “Head Banking Relations & Trading Tools i.e., ‘Office or Place of Profit’ in SMC Global Securities Limited.MoreLess
OrdinaryPromoters have an interest in it96.88% for3.12% againstAgainst: promoters 0.00% · institutions 100.00% · other public 0.17%
Turnout: all 52.29% · promoters 74.62% · institutions 95.85% · other public 1.48%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 22 Jun 2024, 12 resolutions
Present: 12 promoters and 101 others.The company's voting result (opens in a new tab)
- ADOPTION OF FINANCIAL STATEMENTSOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.82% · promoters 99.94% · institutions 73.27% · other public 1.36%
- DECLARATION OF FINAL DIVIENDOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 68.86% · promoters 99.94% · institutions 75.94% · other public 1.36%
- REAPPOINTMENT OF MR. HIMANSHU GUPTA (DIN: 03187614) NON- EXECUTIVE DIRECTOR WHO RETIRES BY ROTATIONOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.05%
Turnout: all 51.85% · promoters 74.65% · institutions 75.94% · other public 1.36%
- APPOIMENT OF STATUTORY AUDITORS OF THE COMPANY AND TO FIX THEIR REMUNERATIONOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.86% · promoters 99.94% · institutions 75.94% · other public 1.36%
- APPOIMENT OF MS. NEERU ABROL ( DIN: 01279485) AS AN INDEPENDENT DIRECTOR OF THE COMPANYSpecial99.75% for0.25% against
Against: promoters 0.00% · institutions 13.97% · other public 0.05%
Turnout: all 68.86% · promoters 99.94% · institutions 75.94% · other public 1.36%
- REAPPOINTMENT OF MR. SUBHASH CHAND AGGARWAL (DIN: 00003267) AS THE CHAIRMAN & MANAGING DIRECTOR PF THE COMPANYSpecialPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.05%
Turnout: all 47.24% · promoters 67.79% · institutions 75.94% · other public 1.36%
- APPROVAL FOR REVISION IN TERM OF REMUNERATION OF MR. MAHESH C GUPTA (DIN: 00003082) AS THE VICE CHAIRMAN AND MANAGING DIRECTOR OF THE COMPANYSpecialPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.06%
Turnout: all 51.85% · promoters 74.65% · institutions 75.94% · other public 1.36%
- APPROVAL FOR PAYMENT OF REMUNERATION TO THE EXECUTIVE DIRECTORS IN EXCESS OF THE LIMITS PRESCRIBED UNDER REGULATION 17(6)€ OF SEBI (LODR) REGULATION, 2025SpecialPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.06%
Turnout: all 68.86% · promoters 99.94% · institutions 75.94% · other public 1.36%
- APPROVAL FOR INCREASE IN REMUNERATION OF MRS. NIDHI BANSAL , REGIONAL DIRECTOR- WEST OF THE COMPANY AND OCCUPYING OFFICE OR PLACE OF PROFIT IN THE COMPANYOrdinaryPromoters have an interest in it98.79% for1.21% against
Against: promoters 0.00% · institutions 68.65% · other public 0.06%
Turnout: all 68.63% · promoters 99.58% · institutions 75.94% · other public 1.36%
- APPROVAL FOR INCREASE IN REMUNERATION OF MRS. REEMA GRAG, CHIEF HUMAN RESOURCE OFFICER OF THE COMPANY AND OCCUPYING OR PLACE OF PROFITOrdinaryPromoters have an interest in it98.73% for1.27% against
Against: promoters 0.00% · institutions 68.65% · other public 0.06%
Turnout: all 65.02% · promoters 94.22% · institutions 75.94% · other public 1.36%
- APPROVAL FOR INCREASE IN REMUNERATION OF MR. AYUSH AGGARWAL, FUND MANAGER OF THEE COMPANY AND OCCUPYING OFFICE OR PLACE OF PROFIT IN THE COMPANYOrdinaryPromoters have an interest in it98.20% for1.80% against
Against: promoters 0.00% · institutions 95.85% · other public 0.05%
Turnout: all 64.24% · promoters 93.07% · institutions 75.94% · other public 1.36%
- APPROVAL FOR RAISING FUNDS BY WAY BORROWING AND ISSUANCE OF DEBT SECURITIESSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 68.86% · promoters 99.94% · institutions 75.94% · other public 1.36%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 14 Dec 2023, 1 resolution
The company's voting result (opens in a new tab)
Approval for the appointment of Mrs. Shweta Aggarwal, Non-Executive Director of SMC Capitals Limited and a relative of Mr. Subhash Chand Aggarwal, Chairman and Managing Director and Mrs. Shruti Aggarwal, Whole Time Director of the Company to hold office as a Consultant i.e., ‘Office or Place of Profit’ in SMC Capitals Limited, Wholly Owned Subsidiary of the Company.MoreLess
OrdinaryPromoters have an interest in it97.94% for2.06% againstAgainst: promoters 0.00% · institutions 100.00% · other public 1.89%
Turnout: all 48.48% · promoters 69.87% · institutions 93.18% · other public 1.34%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Fines
Reported in the filing for the quarter to Jun 2026.
- Fine or penaltyNational Stock ExchangeSince 17 Apr 2026
Penalties levied as per Exchange Enforcement Department for 1. Member did not send the intimation including the details about the transfer of funds via electronic mode to clients by SMS and email at the time of running account settlement of funds
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 30 Apr 2026
Penalties levied as per Exchange Enforcement Department for 1. Member has not returned funds to clients, who have credit balance and not done any transaction in the 30 calendar days since the last transaction, on the upcoming settlement dates of monthly running account settlement cycle w.e.f. the monthly settlement of February 2025.
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 6 May 2026
Penalties levied as per Exchange Enforcement Department for 1. Delay in issuance of Daily Margin Statement to clients in all 100 instances 2. Non-maintenance of appropriate evidence of orders placed
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 14 May 2026
Penalties levied as per Exchange Enforcement Department for 1. Pre-order placement evidence is not maintained or not provided. 2. Discrepancies in the retention statement sent to clients 3. Non-Settlement of client funds.
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 14 May 2026
Penalties levied by Tech Compliance Department for 1. Non-compliances reported in Algo MIS in System Audit Report for the period ending September 2025
Operational issue identified by the exchanges Tech Compliance Department - Fine or penaltyNational Stock ExchangeSince 18 May 2026
Penalties levied as per Investor Complaint Department for 1. Non-maintenance of appropriate evidence of orders placed
Operational issues identified by the exchanges while handling Investor Grievance - Fine or penaltyNational Stock ExchangeSince 2 Jun 2026
Penalties levied as per Exchange Enforcement Department for 1. Non-Settlement of client funds
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 4 Jun 2026
Penalties levied by Surveillance & Investigation Dept for 1. Purchase of Securities by client of SMC which was in the breach list regarding Monitoring of Foreign Investment limits in listed Indian companies
Operational issues identified by the exchanges - Surveillance & Investigation Dept
2 more
- Fine or penaltyNational Stock ExchangeSince 5 Jun 2026
Penalties levied as per Exchange Enforcement Department for 1. Incorrect reporting of margin collection from clients.
Operational issues identified by the exchanges while conducting inspections - Fine or penaltyNational Stock ExchangeSince 30 Jun 2026
Penalties levied as per Exchange Enforcement Department for 1. Non-Settlement of client funds
Operational issues identified by the exchanges while conducting inspections
In the company's own words, from its latest governance filing.
Investor complaints and compliance
Quarter by quarter.
Investor complaints received and resolved, the company's own count
- Received
- Resolved
Open at the quarter's end
- The board is made up as the listing rules require
- Yes
- The board has a regular chairperson
- Yes
- The company has a risk management committee
- No
- The chair is related to the managing director
- Yes
- The filing has a part on fines and penalties
- Yes
- The filing has a part on tax disputes
- No
- There was a cyber security incident in the quarter
- No
The company's own answers in its filing.