Ratnabali Capital Markets (Delisted) bulk deals and stake changes

1. Dec 2012

   • AcquiredRatnabali Leasings Pvt Ltd · promoter10.62% of the company5,52,328 sharesholds 43.25% after31 Dec 2012 · filed under the 2% rule · Delisting Offer
   • AcquiredRatnabali Exports Pvt Ltd · promoter10.62% of the company5,52,328 sharesholds 43.23% after31 Dec 2012 · filed under the 2% rule · Delisting Offer

2. Apr 2012

   • AcquiredNamita Somani2.15% of the company1,11,900 shares17 Apr 2012 · filed as exempt from an open offer
   • AcquiredNamita Somani · promoter2.15% of the company1,11,900 sharesholds 2.89% after17 Apr 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldAshwamedh Properties Pvt Ltd · promoter2.15% of the company1,11,900 sharesholds 0.08% after17 Apr 2012 · filed under the 2% rule · Inter-se Transfer

3. Mar 2012

   • AcquiredRatnabali Exports Pvt Ltd · promoter12.39% of the company6,44,700 sharesholds 32.62% after3 Mar 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldVinod Somani · promoter12.39% of the company6,44,700 sharesholds 1.92% after3 Mar 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldSuresh Kumar Somani · promoter12.56% of the company6,53,800 sharesholds 0.73% after2 Mar 2012 · filed under the 2% rule · Inter-se Transfer
   • AcquiredRatnabali Leasings Pvt Ltd · promoter12.56% of the company6,53,800 sharesholds 32.63% after2 Mar 2012 · filed under the 2% rule · Inter-se Transfer
   • AcquiredRatnabali Exports Pvt Ltd · promoter12.48% of the company6,49,500 sharesholds 20.23% after1 Mar 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldVikash Somani · promoter12.48% of the company6,49,500 sharesholds 0.81% after1 Mar 2012 · filed under the 2% rule · Inter-se Transfer

4. Feb 2012

   • AcquiredRatnabali Exports Pvt Ltd & Ratnabali Leasings Pvt Ltd52.93% of the company27,53,800 shares29 Feb 2012 · filed as exempt from an open offer
   • AcquiredRatnabali Exports Pvt Ltd · promoter1.17% of the company61,000 sharesholds 7.74% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer
   • AcquiredRatnabali Leasing Pvt Ltd · promoter14.32% of the company7,44,800 sharesholds 20.07% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldAshwamedh Properties Pvt Ltd · promoter2.22% of the company1,15,400 sharesholds 2.23% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldJaishree Somani · promoter5.45% of the company2,83,500 sharesholds 2.81% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldMrs Namita Somani · promoter7.52% of the company3,91,100 sharesholds 0.74% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer
   • SoldVinod Somani · promoter0.30% of the company15,800 sharesholds 14.31% after29 Feb 2012 · filed under the 2% rule · Inter-se Transfer

5. Jun 2009

   • AcquiredSuresh Kumar Somani0.58% of the company30,229 sharesholds 13.30% after17 Jun 2009 · filed under the 1997 takeover rules · Market

6. Apr 2009

   • AcquiredVikash Somani0.67% of the company34,500 sharesholds 13.30% after27 Apr 2009 · filed under the 1997 takeover rules · Market
   • AcquiredJaishree Somani0.04% of the company2,051 sharesholds 8.26% after15 Apr 2009 · filed under the 1997 takeover rules · Market
   • AcquiredSURESH KUMAR SOMANI0.15% of the company7,771 sharesholds 12.72% after9 Apr 2009
   • AcquiredVIKASH SOMANI0.15% of the company7,800 sharesholds 12.63% after9 Apr 2009
   • AcquiredJAISHREE SOMANI1.88% of the company97,949 sharesholds 8.22% after9 Apr 2009

The 5% rule: an investor discloses on reaching 5% of the company. The 2% rule: a holder of 5% or more discloses each change of 2% or more, including one that takes it below 5%. A transfer exempt from an open offer, the offer to buy from every other shareholder that a large purchase otherwise brings, is disclosed too. Each line shows what its filing states, which can be a smaller change than its rule names.