IIFL Capital Services logo

IIFL Capital Services MD, chairman, board of directors and AGM

NSE: IIFLCAPSBSE: 542773Capital MarketsSmall Cap

Formerly IIFL Securities
Last close ₹342.10down ₹2.45 (0.71%)BSE ₹342.35

Share price at the NSE close on 23 Oct 2026. Previous close ₹344.55.

52-week range of traded prices to 23 Oct 2026
₹240.40Low, 30 Mar 2026₹411.30High, 7 Jan 2026
Market cap
₹10,788 Cr559th largest listed
P/E
18.9
P/B
3.5
Dividend yield
0.88%
ROE
20.5%
ROCE
16.1%
Debt to equity
0.59
Volume, NSE
9,48,17962.7% delivered

IIFL Capital Services board of directors

At the end of the quarter to Jun 2026, as the company filed it; changes since are in its announcements.Their trades in its shares

  • ChairpersonREKHA GOPAL WARRIAR
  • Company Secretary and Compliance OfficerMeghal Shah

6 directors4 independent2 executive

  • NARENDRA DESHMAL JAINExecutive · joined May 2014 · 1 listed board · 1 committee seat
  • VENKATARAMAN RAJAMANIExecutive · joined May 2019 · 2 listed boards · 3 committee seats
  • ANAND SHAILESH BATHIYAIndependent · joined Sep 2020 · reappointed Sep 2025 · 69 months as independent · 1 listed board · 1 as independent · 2 committee seats, 1 as chair
  • REKHA GOPAL WARRIAR · ChairpersonIndependent · joined May 2019 · reappointed May 2024 · 85 months as independent · 4 listed boards · 4 as independent · 6 committee seats, 5 as chair
  • SHAMIK DAS SHARMAIndependent · joined Jan 2020 · reappointed Jan 2025 · 77 months as independent · 1 listed board · 1 as independent · 1 committee seat
  • VISWANATHAN KRISHNANIndependent · joined Jan 2021 · reappointed Jan 2026 · 65 months as independent · 1 listed board · 1 as independent · 1 committee seat

An independent director has no business or family tie to the company, its promoters or its managers beyond the seat. Listed boards counts the boards of listed companies the director sits on, this one included, and "as independent" how many of those seats are independent ones. Committee seats are audit and stakeholder committee seats across those companies. Months as independent is filed for independent directors only, whose terms the rules cap. Disqualified is the company's own mark that a director may not serve under company law.

1 director who left
  • NEMKUMAR H, left 22 Mar 2025: Others

Committees and meetings

Who sits on each, and how often they met.Board meeting notices and outcomes

  • Board

    • 7 May 20265 of 6 present4 independent · 2 days in between
    • 4 May 20266 of 6 present4 independent · 40 days in between
    • 24 Mar 20266 of 6 present4 independent · 41 days in between
    • 10 Feb 20265 of 6 present4 independent

  • Audit Committee

    Chair ANAND SHAILESH BATHIYA

    VISWANATHAN KRISHNAN, REKHA GOPAL WARRIAR

    • 7 May 20263 of 3 present3 independent · 2 days in between
    • 4 May 20263 of 3 present3 independent · 9 days in between
    • 24 Apr 20263 of 3 present3 independent · 72 days in between
    • 10 Feb 20263 of 3 present3 independent · 24 days in between
    1 earlier meeting
    • 16 Jan 20263 of 3 present3 independent

  • Nomination and remuneration committee

    Chair SHAMIK DAS SHARMA

    ANAND SHAILESH BATHIYA, REKHA GOPAL WARRIAR

    • 15 Jun 20263 of 3 present3 independent · 130 days in between
    • 4 Feb 20263 of 3 present3 independent

  • Stakeholders Relationship Committee

    Chair REKHA GOPAL WARRIAR

    NARENDRA DESHMAL JAIN, SHAMIK DAS SHARMA

    No meeting listed in the filing.

  • Risk Management Committee

    Chair VISWANATHAN KRISHNAN

    SHAMIK DAS SHARMA, ANAND SHAILESH BATHIYA, SHANKER RAMRAKHIANI

    • 17 Apr 20263 of 3 present3 independent · 85 days in between
    • 21 Jan 20263 of 3 present3 independent

  • Corporate Social Responsibility Committee

    Chair ANAND SHAILESH BATHIYA

    VISWANATHAN KRISHNAN, REKHA GOPAL WARRIAR

    • 23 Mar 20263 of 3 present3 independent

Meetings in the quarter filed and the one before it. The days in between are as the company files them, neither meeting's day counted; the rules allow at most 120. A quorum is the least number of members who must attend for the meeting to decide anything.

Statutory auditor

Named in the results for the quarter to Mar 2026.

  • V. Sankar Aiyar & Co.Peer-review certificate valid to Apr 2028

A statutory auditor checks the company's accounts and signs its results. Peer review is the accountants' institute's check of an audit firm's own work, which a listed company's auditor must hold a valid certificate of.

IIFL Capital Services AGM and shareholder votes

Each resolution, how the votes went, and how institutions voted apart from the promoters. A postal ballot is a vote by post or online, held without a meeting.IIFL Capital Services dividend history

Annual general meeting, 9 Sep 2026

69,645 shareholders on the register on 2 Sep 2026; present: 1 promoter and 46 others; votes counted by CS Snehal Shah / Snehal Shah & Associates.The company's voting result (opens in a new tab)

  1. Receiving, considering and adopting: (a) The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2026, together with the reports of the Board of Directors and Auditor’s thereon;(b) The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2026, together with Auditor’s report thereonMoreLess
    Ordinary
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 67.26% · promoters 82.61% · institutions 67.56% · other public 57.64%

  2. Re-appointing Mr. R. Venkataraman (DIN: 00011919), who retires by rotation and being eligible, offers himself for re-appointment
    Ordinary
    99.81% for0.19% against

    Against: promoters 0.00% · institutions 0.94% · other public 0.00%

    Turnout: all 67.29% · promoters 82.61% · institutions 67.70% · other public 57.64%

  3. Approving material related party transactions with IIFL Finance Limited
    OrdinaryPromoters have an interest in it
    99.50% for0.50% against

    Against: promoters 0.00% · institutions 0.60% · other public 0.00%

    Turnout: all 20.31% · promoters 0.00% · institutions 83.99% · other public 6.81%

  4. Approving material related party transactions with IIFL Home Finance Limited
    OrdinaryPromoters have an interest in it
    99.50% for0.50% against

    Against: promoters 0.00% · institutions 0.60% · other public 0.00%

    Turnout: all 20.31% · promoters 0.00% · institutions 83.99% · other public 6.81%

  5. Approving material related party transactions with IIFL Samasta Finance Limited
    OrdinaryPromoters have an interest in it
    99.50% for0.50% against

    Against: promoters 0.00% · institutions 0.60% · other public 0.00%

    Turnout: all 20.31% · promoters 0.00% · institutions 83.99% · other public 6.81%

  6. Approving material related party transactions between IIFL Management Services Limited, a wholly owned subsidiary company, with IIFL Finance Limited
    OrdinaryPromoters have an interest in it
    99.50% for0.50% against

    Against: promoters 0.00% · institutions 0.60% · other public 0.00%

    Turnout: all 20.31% · promoters 0.00% · institutions 83.99% · other public 6.81%

  7. Approving Offer, Issue and Allotment of Secured or Unsecured, Rated, Listed, Redeemable Non-Convertible Debentures by way of Public Issue and/or Private Placement Basis
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 67.29% · promoters 82.61% · institutions 67.70% · other public 57.64%

For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.

Extraordinary general meeting, 1 Jun 2026, 2 resolutions

71,690 shareholders on the register on 25 May 2026; present: 1 promoter and 41 others; votes counted by CS Snehal Shah / Snehal Shah & Associates.The company's voting result (opens in a new tab)

  1. Issuance of Equity Shares by way of a preferential issue on a Private Placement basis
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 67.88% · promoters 93.01% · institutions 65.82% · other public 52.74%

  2. Alteration and Adoption of Articles Of Association of the Company and Grant of special rights
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 67.88% · promoters 93.01% · institutions 65.82% · other public 52.74%

For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.

Postal ballot, 24 Apr 2026, 2 resolutions

68,005 shareholders on the register on 20 Mar 2026; votes counted by CS Snehal Shah / Snehal Shah & Associates.The company's voting result (opens in a new tab)

  1. Increase in Borrowing Limits under Section 180(1)(c) of the Companies Act, 2013
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 77.97% · promoters 93.01% · institutions 87.38% · other public 63.77%

  2. Increase in Limits under Section 180(1)(a) of the Companies Act, 2013
    Special
    99.67% for0.33% against

    Against: promoters 0.00% · institutions 1.35% · other public 0.00%

    Turnout: all 77.97% · promoters 93.01% · institutions 87.38% · other public 63.77%

For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.

Annual general meeting, 16 Sep 2025, 12 resolutions

75,497 shareholders on the register on 9 Sep 2025; present: 1 promoter and 52 others; votes counted by Snehal Shah / Snehal Shah & Associates.The company's voting result (opens in a new tab)

  1. Receiving, considering and adopting:a. The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2025, together with the reports of the Board of Directors and Auditor’s thereon; b. The Audited Consolidated Financial Statement(s) of the Company for the financia year ended March 31, 2025,together with Auditor’s report thereonMoreLess
    Ordinary
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 76.42% · promoters 100.00% · institutions 71.39% · other public 63.19%

  2. Re-appointing Mr. Narendra Deshmal Jain (DIN: 01984467), who retires by rotation and being eligible, offers himself for re-appointment
    Ordinary
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 76.48% · promoters 100.00% · institutions 71.70% · other public 63.19%

  3. Appointing M/S Rathi & Associates, Company Secretaries, as Secretarial Auditor of the Company
    Ordinary
    99.78% for0.22% against

    Against: promoters 0.00% · institutions 1.07% · other public 0.00%

    Turnout: all 76.48% · promoters 100.00% · institutions 71.70% · other public 63.19%

  4. Re-appointing Mr. Anand Shailesh Bathiya (DIN: 03084831) as an Independent Director of the Company
    Special
    99.73% for0.27% against

    Against: promoters 0.00% · institutions 1.32% · other public 0.00%

    Turnout: all 76.48% · promoters 100.00% · institutions 71.70% · other public 63.19%

  5. Re-appointing Mr. Viswanathan Krishnan (DIN: 09026252) as an Independent Director of the Company
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 76.48% · promoters 100.00% · institutions 71.70% · other public 63.19%

  6. Approving sale/disposal of asset(s) of the material subsidiary of the Company
    Special
    91.52% for8.48% against

    Against: promoters 0.00% · institutions 51.89% · other public 0.00%

    Turnout: all 72.42% · promoters 100.00% · institutions 53.38% · other public 63.19%

  7. Approving material related party transactions with IIFL Finance Limited
    OrdinaryPromoters have an interest in it
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.02%

    Turnout: all 17.45% · promoters 0.00% · institutions 68.45% · other public 4.85%

  8. Approving material related party transactions with IIFL Home Finance Limited
    OrdinaryPromoters have an interest in it
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.02%

    Turnout: all 17.45% · promoters 0.00% · institutions 68.45% · other public 4.85%

  9. Approving material related party transactions with IIFL Samasta Finance Limited
    OrdinaryPromoters have an interest in it
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.02%

    Turnout: all 17.45% · promoters 0.00% · institutions 68.45% · other public 4.85%

  10. Approving material related party transactions with FIH Mauritius Investments Ltd
    OrdinaryPromoters have an interest in it
    98.34% for1.66% against

    Against: promoters 0.00% · institutions 1.90% · other public 0.02%

    Turnout: all 17.45% · promoters 0.00% · institutions 68.45% · other public 4.85%

  11. Approving material related party transactions between IIFL Management Services Limited, a wholly owned subsidiary company, with IIFL Finance Limited
    OrdinaryPromoters have an interest in it
    98.34% for1.66% against

    Against: promoters 0.00% · institutions 1.90% · other public 0.02%

    Turnout: all 17.45% · promoters 0.00% · institutions 68.45% · other public 4.85%

  12. Approving offer or invitation to subscribe to the NonConvertible Debentures on private placement basis
    Special
    100.00% for0.00% against

    Against: promoters 0.00% · institutions 0.00% · other public 0.00%

    Turnout: all 72.42% · promoters 100.00% · institutions 53.38% · other public 63.19%

For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.

Postal ballot, 6 Jun 2025, 1 resolution

79,834 shareholders on the register on 2 May 2025; votes counted by CS Snehal Shah / Snehal Shah & Associates.The company's voting result (opens in a new tab)

  1. To appoint Mr. R. Venkataraman (DIN: 00011919) as Managing Director of the Company
    Special
    99.18% for0.82% against

    Against: promoters 0.00% · institutions 3.17% · other public 0.06%

    Turnout: all 67.27% · promoters 72.56% · institutions 73.96% · other public 60.48%

For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.

How mutual funds voted

Fund houses must disclose how they vote at every meeting of a company they hold.Funds that hold it

Mutual fund votes, meeting of 9 Sep 2026, 3 fund houses so far (houses' deadline to file 15 Oct 2026)

  • Receiving, considering and adopting: (a) The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2026, together with the reports of the Board of Directors and Auditor’s thereon;(b) The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2026, together with Auditor’s report thereonMoreLess
    3 for0 against
  • Re-appointing Mr. R. Venkataraman (DIN: 00011919), who retires by rotation and being eligible, offers himself for re-appointment
    Against Angel One Mutual Fund
    • Angel One Mutual FundGovernance concern: Holds two full time position where both the entities do not hold significant stake in other entity. Governance and Transparency concern: No clarity on the basis and rationale for the Company bearing his entire remuneration from IIFL Finance Ltd.
    2 for1 against
  • Approving material related party transactions with IIFL Finance Limited
    Against Angel One Mutual Fund
    • Angel One Mutual FundTransparency concern: Absence of adequate justification for the proposed higher limit.
    2 for1 against
  • Approving material related party transactions with IIFL Home Finance Limited
    Against Angel One Mutual Fund
    • Angel One Mutual FundTransparency concern: Absence of adequate justification for the proposed higher limit.
    2 for1 against
  • Approving material related party transactions with IIFL Samasta Finance Limited
    Against Angel One Mutual Fund
    • Angel One Mutual FundTransparency concern: Absence of adequate justification for the proposed higher limit.
    2 for1 against
  • Approving material related party transactions between IIFL Management Services Limited, a wholly owned subsidiary company, with IIFL Finance Limited
    Against Angel One Mutual Fund
    • Angel One Mutual FundTransparency concern: Absence of adequate justification for the proposed higher limit; Unclear how certain transactions fall within the ordinary course of business.
    2 for1 against
  • Approving Offer, Issue and Allotment of Secured or Unsecured, Rated, Listed, Redeemable Non-Convertible Debentures by way of Public Issue and/or Private Placement Basis
    3 for0 against

Mutual fund votes, meeting of 1 Jun 2026, 8 fund houses

  • Issuance of Equity Shares by way of a preferential issue on a Private Placement basis
    8 for0 against
  • Alteration and Adoption of Articles Of Association of the Company and Grant of special rights
    8 for0 against
6 earlier meetings

Mutual fund votes, meeting of 24 Apr 2026, 8 fund houses

Each resolution counts the houses whose vote was matched to it; the rest are listed last.

  • Increase in Borrowing Limits under Section 180(1)(c) of the Companies Act, 2013
    1 for0 against
  • Increase in Limits under Section 180(1)(a) of the Companies Act, 2013
    1 for0 against
2 proposals not matched to one resolution
  • To borrow, from time to time, any sum or sums of money, whether by way of fund-based and/or non-fund-based facilities, whether secured or unsecured, including but not limited to overdraft facilities, demand loans, cash credit facilities, commercial papers, term loans, bonds, debentures (whether convertible or non-convertible), floating rate notes, fixed rate notes, syndicated loans, external commercial borrowings, bank guarantees, letters of credit or any other securities or instruments, in Indian Rupees or any foreign currency as may be permitted under applicable law, from banks, financial institutions, foreign lenders, multilateral financial institutions, bodies corporate, investors or any other person(s) or entity(ies), as the Board may deem fit, provided that the aggregate amount of such borrowings outstanding at any point of time shall not exceed Rs. 7,000 Crores.MoreLess
    7 for0 against
  • To sell, lease, transfer, assign, dispose of and/or otherwise encumber, by way of mortgage, charge, hypothecation, pledge, lien or other security, whether by way of fixed and/or floating charge, all or any part of the movable and/or immovable properties, tangible and/or intangible assets of the Company, whether present or future, including the whole or substantially the whole of the undertaking(s) of the Company, in favour of any bank(s), financial institution(s), foreign lender(s), multilateral financial institution(s), investor(s), debenture trustee(s), body corporate(s), entity(ies) or authority(ies), or any other lender(s), body corporate(s), entity(ies) or authority(ies), as may be determined by the Board, to secure the borrowings availed or to be availed by the Company or any third party, together with interest, additional interest, charges, costs, expenses and all other monies payable in connection therewith, provided that the aggregate indebtedness secured by the assets of the Company shall not exceed Rs. 7,000 Crores at any time.MoreLess
    Against Mirae Asset Mutual Fund
    • Mirae Asset Mutual FundAs per advisory recommendation (Passive holding)
    6 for1 against

Mutual fund votes, meeting of 16 Sep 2025, 8 fund houses

Each resolution counts the houses whose vote was matched to it; the rest are listed last.

  • Receiving, considering and adopting:a. The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2025, together with the reports of the Board of Directors and Auditor’s thereon; b. The Audited Consolidated Financial Statement(s) of the Company for the financia year ended March 31, 2025,together with Auditor’s report thereonMoreLess
    7 for0 against
  • Re-appointing Mr. Narendra Deshmal Jain (DIN: 01984467), who retires by rotation and being eligible, offers himself for re-appointment
    8 for0 against
  • Appointing M/S Rathi & Associates, Company Secretaries, as Secretarial Auditor of the Company
    Against Angel One Mutual Fund, Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual Fund
    • Angel One Mutual FundTransparency concern: The audit fee paid to the outgoing auditors for FY 2024–25 has not been disclosed; hence, any material change in comparison with the proposed audit fee cannot be determined.
    • Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual FundCompliant with law. No concern on the merits of proposed Auditors. Transparency concern: The audit fee paid to the outgoing auditors for FY 2024–25 has not been disclosed; hence, any material change in comparison with the proposed audit fee cannot be determined.
    4 for4 against
  • Re-appointing Mr. Anand Shailesh Bathiya (DIN: 03084831) as an Independent Director of the Company
    8 for0 against
  • Re-appointing Mr. Viswanathan Krishnan (DIN: 09026252) as an Independent Director of the Company
    8 for0 against
  • Approving sale/disposal of asset(s) of the material subsidiary of the Company
    Against Angel One Mutual Fund, Bandhan Mutual Fund, Groww Mutual Fund, HSBC Mutual Fund, Mirae Asset Mutual Fund, Motilal Oswal Mutual Fund
    • Angel One Mutual FundGovernance concern: Blanket approval. Transparency concern: Inadequate disclosures.
    • Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual FundCompliant with law. Governance concern: Blanket approval. Transparency concern: Inadequate disclosures.
    • HSBC Mutual FundA vote AGAINST this resolution is warranted given the lack of disclosure to make an informed voting decision.
    • Mirae Asset Mutual FundAs per advisory recommendation (Passive holding)
    2 for6 against
  • Approving material related party transactions with IIFL Finance Limited
    8 for0 against
  • Approving material related party transactions with IIFL Home Finance Limited
    8 for0 against
  • Approving material related party transactions with IIFL Samasta Finance Limited
    8 for0 against
  • Approving material related party transactions with FIH Mauritius Investments Ltd
    8 for0 against
  • Approving material related party transactions between IIFL Management Services Limited, a wholly owned subsidiary company, with IIFL Finance Limited
    8 for0 against
  • Approving offer or invitation to subscribe to the NonConvertible Debentures on private placement basis
    8 for0 against
1 proposal not matched to one resolution
  • Accept Financial Statements and Statutory Reports
    1 for0 against

Mutual fund votes, meeting of 6 Jun 2025, 6 fund houses

  • To appoint Mr. R. Venkataraman (DIN: 00011919) as Managing Director of the Company
    Against Angel One Mutual Fund, Bandhan Mutual Fund, Groww Mutual Fund, Mirae Asset Mutual Fund, Motilal Oswal Mutual Fund
    • Angel One Mutual FundGovernance Concern: Holding two full time Positions may adversaly affect his time commitment. Remuneration appears to be skewed in favor of promoter Executive director. No cap on variable pay.
    • Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual FundCompliant with law. No concern on the merits of the proposed appointee. Governance Concern: Holding Two Full-Time Positions. Remuneration appears to be Skewed in favor of promoter ED. No cap on Variable Pay.
    • Mirae Asset Mutual FundAs per advisory recommendation (Passive holding)
    1 for5 against

Mutual fund votes, meeting of 26 Sep 2024, 3 fund houses

  • To change the name of the Company from IIFL Securities Limited to IIFL Capital Services Limited.
    3 for0 against
  • To re-appoint Mr. Shamik Das Sharma (DIN: 07779526) as an Independent Director, not liable to retire by rotation, and to hold office for a second term of 5 (five) consecutive years w. e .f. January 14, 2025.MoreLess
    3 for0 against

Mutual fund votes, meeting of 5 Aug 2024, 3 fund houses

  • To appoint a Director in place of Mr. R. Venkataraman (DIN: 00011919), who retires by rotation and being eligible, offers himself for re-appointment.
    3 for0 against
  • To appoint Mr. Nemkumar H (DIN: 00350448) as a Managing Director and Key managerial Personnel of the Company, for a period of five years w.e.f. May 15, 2024, liable to retire by rotation and including remuneration.MoreLess
    3 for0 against
  • To approve material related party transactions with FIH Mauritius Investments Ltd.
    3 for0 against
  • To approve material related party transactions with IIFL Finance Limited.
    3 for0 against
  • To approve material related party transactions with IIFL Home Finance Limited.
    3 for0 against
  • To approve material related party transactions with IIFL Samasta Finance Limited (Formerly Samasta Microfinance Limited).
    3 for0 against
  • To offer or invite subscriptions for secured/ unsecured redeemable non- convertible debentures, in one or more series/ tranches, upto Rs. 1,000 crores on private placement.
    3 for0 against
  • To re-appoint Mr. Narendra Deshmal Jain (DIN: 01984467) as Whole-Time Director and Key managerial Personnel of the Company, for a period of five years w.e.f. May 13, 2024 and including remuneration.
    3 for0 against
  • To re-appoint Ms. Rekha Gopal Warriar (DIN: 08152356) as an Independent Director for a second term of 5 (five) consecutive years w.e.f. May 08, 2024.
    Against Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual Fund
    • Bandhan Mutual Fund, Groww Mutual Fund, Motilal Oswal Mutual FundNo concern on the merit of proposed appointee. Non-Compliance with the Companies Act: Re-appointment is not in accordance with law, prior approval of shareholders not obtained for re-appointment as an ID. Governance Concern: Proposed re-appointment for five years will lead to prolonged association with the group.
    0 for3 against
  • To receive, consider and adopt: a. The audited standalone financial statement(s) of the Company for the financial year ended March 31, 2024, together with the reports of the Board of Directors and Auditors thereon and b. The audited consolidated financial statement(s) of the Company for the financial year ended March 31, 2024, together with Auditors report thereon.MoreLess
    3 for0 against

Mutual fund votes, meeting of 30 Jun 2020, 1 fund house

  • Adoption of standalone and consolidated financial statements for the year ended 31 March 2020
    0 for0 against

    1 abstained

  • Appoint Shamik Das Sharma (DIN: 07779526) as Independent Director for five years from 14 January 2020
    0 for0 against

    1 abstained

  • Approve material related party transactions up to Rs. 10.0 bn each year with IIFL Finance Limited
    0 for0 against

    1 abstained

  • Approve material related party transactions upto Rs. 1.5 bn each year with IIFL Wealth Finance Limited
    0 for0 against

    1 abstained

  • Approve material related party transactions upto Rs. 1.5 bn each year with IIFL Wealth Management Limited
    0 for0 against

    1 abstained

  • Approve payment of commission to Non-Executive Directors upto 1% of profits from FY20
    0 for0 against

    1 abstained

  • Approve private placement of securities up to Rs. 5.0 bn by way of non-convertible debentures (NCDs)
    0 for0 against

    1 abstained

  • Reappoint Mohan Radhakrishnan (DIN: 00012070) as Director
    0 for0 against

    1 abstained

Each fund house counted once, from its own disclosure; the reasons are its own words.

Fines and tax disputes

Reported in the filing for the quarter to Jun 2026.

  • Fine or penaltyNSESince 29 Apr 2026₹25,000

    Operational in Nature - Penalty

    Member has not maintained pre order confirmation of trades
  • Fine or penaltyNSESince 17 Apr 2026₹69,296

    Operational in Nature - Penalty

    Unauthorised Trading
  • Fine or penaltyNSESince 11 May 2026₹30,000

    Operational in Nature - Penalty

    IIFL Capital has not reported the opening of their Demat account
  • Fine or penaltyNSESince 11 May 2026₹25,000

    Operational in Nature - Penalty

    IIFL Securities has not kept appropriate evidences in respect of the order placed
  • Fine or penaltyNSESince 25 May 2026₹11,000

    Operational in Nature - Penalty

    IIFL Capital has invoked client securities in excess of the debit balance
  • Fine or penaltyNSESince 5 Jun 2026₹2,200

    Operational in Nature - Penalty

    Non-Settlement of client funds
  • Fine or penaltyNSESince 11 Jun 2026₹17,200

    Operational in Nature - Penalty

    IIFL Capital has invoked client securities in excess of the debit balance
  • Fine or penaltyNSESince 12 Jun 2026₹72,000

    Operational in Nature - Penalty

    Invocation of client securities in excess of debit balance
10 more
  • Fine or penaltyNSESince 16 Jun 2026₹1,000

    Operational in Nature - Penalty

    Non-upload/ update of client’s details in UCC database
  • Fine or penaltyNSESince 18 Jun 2026₹42,800

    Operational in Nature - Penalty

    IIFL Capital has invoked client securities in excess of debit balance
  • Fine or penaltyNSESince 23 Jun 2026₹25,000

    Operational in Nature - Penalty

    IIFL Capital has made pay-out of funds to clients in excess of their available balances
  • Fine or penaltyNSESince 23 Jun 2026₹25,000

    Operational in Nature - Penalty

    IIFL Capital has not maintained Books & Records
  • Fine or penaltyNSESince 29 Jun 2026₹7,400

    Operational in Nature - Penalty

    IIFL Capital has incorrectly reported margin collection
  • Fine or penaltyNSESince 29 Jun 2026₹1,600

    Operational in Nature - Penalty

    IIFL Capital has incorrectly reported margin collection
  • Tax disputeOffice of the Commissioner of CGST & Central Excise, Mumbai CentralSince 1 Jan 2019
    Open
    At the filing before: Appeal Filed
  • Tax disputeIncome Tax DepartmentSince 7 May 2026
    An appeal was filed before the Commissioner of Income tax (Appeal) on May 23, 2026 and the same is pending for appeal hearing.
    At the filing before: The Income Tax Authority, vide assessment order dated May 07, 2026 raised a tax demand u/s 158BC(1)(c) of the Income Tax Act, 1961 agianst the Company.
  • Tax disputeIncome Tax DepartmentSince 22 Apr 2026
    An appeal was filed before the Commissioner of Income tax (Appeal) on May 19, 2026 and the same is pending for appeal hearing.
    At the filing before: The Income Tax Authority, vide assessment order dated April 22, 2026 raised a tax demand u/s 158BC(1)(c) of the Income Tax Act, 1961 agianst IIFL Facilities Services Limited
  • Tax disputeIncome Tax DepartmentSince 22 Apr 2026
    An appeal was filed before the Commissioner of Income tax (Appeal) on May 19, 2026 and the same is pending for appeal hearing.
    At the filing before: The Income Tax Authority, vide assessment order dated April 22, 2026 raised a tax demand u/s 158BC(1)(c) of the Income Tax Act, 1961 agianst IIFL Management Services Limited

In the company's own words, from its latest governance filing.

Investor complaints and compliance

Quarter by quarter.

Investor complaints received and resolved, the company's own count

  • Received
  • Resolved

Open at the quarter's end

At most 1 complaint open, quarter to Dec 2024.
The board is made up as the listing rules require
Yes
The board has a regular chairperson
Yes
The company has a risk management committee
Yes
The chair is related to the managing director
No
The filing has a part on fines and penalties
Yes
The filing has a part on tax disputes
Yes
There was a cyber security incident in the quarter
No

The company's own answers in its filing.