ASM Technologies shareholders and shareholding pattern

BSE: 526433IT - SoftwareSmall Cap

₹5,744.55₹427.65 (6.93%)

Share price at the BSE close on 23 Oct 2026. Previous close ₹6,172.20.

52-week range of traded prices to 23 Oct 2026

₹2,099.90Low, 16 Mar 2026₹7,248.00High, 10 Sep 2026

Market cap: ₹8,380 Cr835th largest listed
P/E: Earlier quarters restated in the year
P/B: 27.3
Dividend yield: 0.37%
ROCE: 30.6%
Debt to equity: 0.37
Volume, BSE: 36,974

Who owns ASM Technologies, filing by filing

Per cent of the company's shares. The last ten years of filings, from Dec 2016; the latest is the filing for Sep 2026.

Sep 2026 filing

Promoters57.44%
Foreign institutions1.44%
Indian institutions0.99%
Individuals and others40.12%

Shareholding pattern, per cent, from Sep 2022

Promoters
Foreign institutions
Indian institutions
Individuals and others

Per cent	Dec 2016Filed 10 Jan	Mar 2017Filed 8 May	Jun 2017Filed 18 Jul	Sep 2017Filed 10 Oct	Dec 2017Filed 19 Jan	Mar 2018Filed 14 Apr	Jun 2018Filed 19 Jul	Sep 2018Filed 15 Oct	Dec 2018Filed 17 Jan	Mar 2019Filed 20 Apr	Jun 2019Filed 12 Jul	Sep 2019Filed 19 Oct	Dec 2019Filed 20 Jan	Mar 2020Filed 6 May	Jun 2020Filed 22 Jul	Sep 2020Filed 21 Oct	Dec 2020Filed 20 Jan	Mar 2021Filed 21 Apr	Jun 2021Filed 19 Jul	Sep 2021Filed 20 Oct	Dec 2021Filed 21 Jan	Mar 2022Filed 12 May	Jun 2022Filed 20 Jul	Sep 2022Filed 21 Oct	Dec 2022Filed 18 Jan	Mar 2023Filed 20 Apr	Jun 2023Filed 20 Jul	Sep 2023Filed 20 Oct	Dec 2023Filed 19 Jan	Mar 2024Filed 18 Apr	Jun 2024Filed 20 Jul	Sep 2024Filed 18 Oct	Dec 2024Filed 17 Jan	Mar 2025Filed 20 Apr	Jun 2025Filed 21 Jul	Sep 2025Filed 21 Oct	Dec 2025Filed 20 Jan	Mar 2026Filed 9 Apr	Jun 2026Filed 21 Jul	Sep 2026Filed 21 Oct
	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	62.51%	62.51%	62.51%	62.51%	62.79%	62.79%	62.79%	61.54%	61.54%	57.10%	57.10%	57.10%	56.83%	57.40%	57.96%	57.96%	57.65%	57.44%
Indian promoters	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	61.84%	62.51%	62.51%	62.51%	62.51%	62.79%	62.79%	62.79%	61.54%	61.54%	57.10%	57.10%	57.10%	56.83%	57.40%	57.96%	57.96%	57.65%	57.44%
	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	38.16%	37.49%	37.49%	37.49%	37.49%	37.21%	37.21%	37.21%	38.46%	38.46%	42.90%	42.90%	42.90%	43.17%	42.60%	42.04%	42.04%	42.35%	42.56%
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.02%	–	0.66%	0.25%	0.21%	0.23%	0.23%	0.67%	0.52%	0.50%	0.23%	0.49%	1.44%
Foreign portfolio investors, category I	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.64%	0.23%	0.21%	0.21%	0.21%	0.65%	0.51%	0.50%	0.23%	0.49%	1.44%
Foreign portfolio investors, category II	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.02%	0.02%	–	–	–	–
Other foreign institutions	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.02%	–	0.02%	0.02%	–	0.02%	0.02%	–	–	–	–	–	–
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.02%	0.02%	0.02%	0.02%	–	0.02%	–	–	0.02%	–	–	0.02%	0.08%	0.35%	0.42%	0.72%	0.99%
Mutual funds	0.02%	0.02%	0.02%	0.02%	–	–	0.02%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.06%	0.03%	Under 0.01%	Under 0.01%
Banks	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.02%	0.02%	0.02%	0.02%	–	0.02%	–	–	0.02%	–	–	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%
Alternative investment funds	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.06%	0.28%	0.38%	0.70%	0.97%
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	37.47%	37.47%	37.47%	37.19%	37.19%	37.19%	37.81%	38.21%	42.67%	42.67%	42.67%	42.48%	42.00%	41.18%	41.39%	41.14%	40.12%
Resident individuals, up to ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	18.48%	18.40%	18.39%	18.45%	18.65%	18.69%	18.08%	18.54%	18.11%	18.41%	18.45%	18.47%	17.06%	16.79%	17.14%	16.96%	16.97%
Resident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	13.75%	13.82%	13.82%	13.77%	13.58%	13.72%	13.29%	13.29%	18.86%	17.91%	18.08%	17.34%	19.41%	18.82%	18.78%	18.78%	17.68%
Companies	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.44%	1.42%	1.42%	1.14%	1.12%	1.03%	2.57%	2.38%	1.84%	1.30%	1.28%	1.66%	1.15%	1.24%	1.10%	1.11%	1.25%
Non-resident Indians	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.05%	1.06%	1.06%	1.07%	1.04%	1.03%	1.02%	1.10%	1.15%	2.30%	2.12%	2.13%	1.83%	1.80%	1.83%	1.75%	1.75%
Investor education fund	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	2.09%	2.09%	2.09%	2.09%	2.09%	2.09%	2.09%	2.09%	1.95%	1.95%	1.95%	1.94%	1.62%	1.56%	1.56%	1.54%	1.53%
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.67%	0.69%	0.70%	0.67%	0.71%	0.63%	0.76%	0.81%	0.76%	0.81%	0.79%	0.93%	0.92%	0.97%	0.98%	0.99%	0.95%
Clearing Members	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%
Hindu undivided families	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.66%	0.68%	0.70%	0.67%	0.70%	0.62%	0.75%	0.81%	0.74%	0.77%	0.76%	0.93%	0.91%	0.97%	0.98%	0.99%	0.95%
Trusts	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.01%	0.03%	0.03%	–	–	–	–	Under 0.01%	Under 0.01%
Promoter shares pledgedShare of the promoters' own shares	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	5.59%	11.70%	9.71%	9.26%	9.26%	9.31%	9.34%
Shares in issue	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	50,00,000	1,00,00,000	1,00,00,000	1,00,00,000	1,00,00,000	1,00,00,000	1,10,00,000	1,10,00,000	1,10,00,000	1,10,00,000	1,10,00,000	1,10,00,000	1,10,00,000	1,09,74,208	1,09,74,208	1,17,74,208	1,17,74,208	1,17,74,208	1,17,74,208	1,40,38,900	1,45,88,598	1,45,88,598	1,45,88,598	1,45,88,598
Shares locked in	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	55,49,652	55,49,652	55,49,652	–	–	–	12,57,406	28,14,390	20,14,390	20,14,390	–
Promoters' shares locked in	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	55,49,652	55,49,652	55,49,652	–	–	–	4,57,406	18,61,390	18,61,390	18,61,390	–

Filings before Sep 2022 are on an older form, which did not split institutions into foreign and Indian and grouped some holders differently, so those columns show only the lines both forms state alike. Pledged is the share of the promoters' own shares given to lenders as security. A dash is a line the filing did not state. “Under 0.01%” is a holding of shares too small to show at two decimals.

Number of ASM Technologies shareholders

Shareholders on the company's register in each filing.

Shareholders, filing by filing

Shareholders	Dec 2016Filed 10 Jan	Mar 2017Filed 8 May	Jun 2017Filed 18 Jul	Sep 2017Filed 10 Oct	Dec 2017Filed 19 Jan	Mar 2018Filed 14 Apr	Jun 2018Filed 19 Jul	Sep 2018Filed 15 Oct	Dec 2018Filed 17 Jan	Mar 2019Filed 20 Apr	Jun 2019Filed 12 Jul	Sep 2019Filed 19 Oct	Dec 2019Filed 20 Jan	Mar 2020Filed 6 May	Jun 2020Filed 22 Jul	Sep 2020Filed 21 Oct	Dec 2020Filed 20 Jan	Mar 2021Filed 21 Apr	Jun 2021Filed 19 Jul	Sep 2021Filed 20 Oct	Dec 2021Filed 21 Jan	Mar 2022Filed 12 May	Jun 2022Filed 20 Jul	Sep 2022Filed 21 Oct	Dec 2022Filed 18 Jan	Mar 2023Filed 20 Apr	Jun 2023Filed 20 Jul	Sep 2023Filed 20 Oct	Dec 2023Filed 19 Jan	Mar 2024Filed 18 Apr	Jun 2024Filed 20 Jul	Sep 2024Filed 18 Oct	Dec 2024Filed 17 Jan	Mar 2025Filed 20 Apr	Jun 2025Filed 21 Jul	Sep 2025Filed 21 Oct	Dec 2025Filed 20 Jan	Mar 2026Filed 9 Apr	Jun 2026Filed 21 Jul	Sep 2026Filed 21 Oct
All shareholders	4,771	4,754	4,798	4,721	4,132	3,938	4,255	4,232	3,946	3,945	3,943	3,869	3,860	3,826	3,924	3,834	3,790	5,440	5,306	6,791	8,754	15,469	16,612	17,272	16,987	16,588	16,574	17,103	17,219	17,460	18,746	22,297	23,517	22,680	21,747	26,400	28,238	28,455	28,766	29,566
	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5
Indian promoters	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5	5
	4,766	4,749	4,793	4,716	4,127	3,933	4,250	4,227	3,941	3,940	3,938	3,864	3,855	3,821	3,919	3,829	3,785	5,435	5,301	6,786	8,749	15,464	16,607	17,267	16,982	16,583	16,569	17,098	17,214	17,455	18,741	22,292	23,512	22,675	21,742	26,395	28,233	28,450	28,761	29,561
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	–	3	2	1	2	2	9	8	6	3	5	11
Foreign portfolio investors, category I	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	2	1	1	1	1	7	7	6	3	5	11
Foreign portfolio investors, category II	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	2	1	–	–	–	–
Other foreign institutions	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	–	1	1	–	1	1	–	–	–	–	–	–
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	1	1	1	–	1	–	–	1	–	–	1	2	3	7	6	13
Mutual funds	2	2	2	2	–	–	1	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	2	1	2
Banks	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	1	1	1	–	1	–	–	1	–	–	1	1	1	1	1	1
Alternative investment funds	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	1	4	4	10
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	17,266	16,981	16,582	16,568	17,097	17,213	17,452	18,739	22,290	23,510	22,673	21,732	26,385	28,224	28,440	28,750	29,537
Resident individuals, up to ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	16,732	16,448	16,068	16,043	16,557	16,665	16,861	18,062	21,532	22,688	21,860	20,864	25,345	27,126	27,327	27,508	28,182
Resident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	11	12	11	11	10	10	9	9	10	9	10	8	10	13	13	14	14
Companies	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	59	57	53	57	54	51	60	70	77	75	66	87	122	132	126	184	228
Non-resident Indians	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	267	272	272	282	290	299	314	373	427	458	455	493	543	575	583	605	639
Investor education fund	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1
	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	196	191	177	174	185	187	207	224	243	279	281	279	364	377	390	438	473
Clearing Members	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	15	7	7	2	2	2	1	1	1	1	2	1	2	1	1	1	1
Hindu undivided families	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	181	184	170	172	183	185	206	223	241	277	278	278	362	376	389	436	470
Trusts	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	1	1	–	–	–	–	1	2

ASM Technologies promoters

Promoters are the founders, families and companies that control the company, as its filings name them. Every member of the promoter group holding shares in the filing for Sep 2026; the largest is RABINDRA SRIKANTAN, 44.29%.

Holder
RABINDRA SRIKANTANIndividuals and Hindu undivided families	44.29%	64,60,960	12.11%
R PREETIIndividuals and Hindu undivided families	6.51%	9,50,082	0.00%
IDS SYSTEMS LLPIndian companies, trusts and others	2.52%	3,67,890	0.00%
AKHIL RABINDRAIndividuals and Hindu undivided families	2.06%	3,00,693	0.00%
NIKHIL RIndividuals and Hindu undivided families	2.06%	3,00,693	0.00%

Pledged is the share of the holder's own shares pledged to a lender.

Largest public holders of ASM Technologies, filing by filing

Per cent, on the same shares as the split above.

Holder	Dec 2016Filed 10 Jan	Mar 2017Filed 8 May	Jun 2017Filed 18 Jul	Sep 2017Filed 10 Oct	Dec 2017Filed 19 Jan	Mar 2018Filed 14 Apr	Jun 2018Filed 19 Jul	Sep 2018Filed 15 Oct	Dec 2018Filed 17 Jan	Mar 2019Filed 20 Apr	Jun 2019Filed 12 Jul	Sep 2019Filed 19 Oct	Dec 2019Filed 20 Jan	Mar 2020Filed 6 May	Jun 2020Filed 22 Jul	Sep 2020Filed 21 Oct	Dec 2020Filed 20 Jan	Mar 2021Filed 21 Apr	Jun 2021Filed 19 Jul	Sep 2021Filed 20 Oct	Dec 2021Filed 21 Jan	Mar 2022Filed 12 May	Jun 2022Filed 20 Jul	Sep 2022Filed 21 Oct	Dec 2022Filed 18 Jan	Mar 2023Filed 20 Apr	Jun 2023Filed 20 Jul	Sep 2023Filed 20 Oct	Dec 2023Filed 19 Jan	Mar 2024Filed 18 Apr	Jun 2024Filed 20 Jul	Sep 2024Filed 18 Oct	Dec 2024Filed 17 Jan	Mar 2025Filed 20 Apr	Jun 2025Filed 21 Jul	Sep 2025Filed 21 Oct	Dec 2025Filed 20 Jan	Mar 2026Filed 9 Apr	Jun 2026Filed 21 Jul	Sep 2026Filed 21 Oct
MUKUL MAHAVIR AGRAWALResident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	6.48%	6.48%	6.48%	6.48%	10.68%	10.28%	10.28%	10.28%	10.28%
SUNDAR KANNANResident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	9.07%	9.19%	9.18%	9.15%	9.15%	9.15%	9.15%	9.14%	9.16%	9.16%	8.53%	8.53%	8.53%	8.27%	6.04%	5.04%	5.01%	4.89%	3.82%
INVESTOR EDUCATION AND PROTECTION FUND AUTHORITY MInvestor education fund	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.53%
PANVIRA INDIA INNOVATION FUNDForeign portfolio investors, category I	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.01%
IEPFInvestor education fund	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.62%	1.56%	1.56%	1.54%	–
RIDDHI HARSHIT KALARIYAResident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.00%	1.02%	1.02%	1.02%	1.02%	1.02%	1.02%	1.02%	1.02%	1.02%	–	–	–	–	–	–	–	–	–
ANANTHARAMAKRISHNA PResident individuals, over ₹2 lakh at face value	–	–	–	1.00%	–	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	1.00%	–	1.00%	1.00%	1.00%	1.10%	1.10%	1.06%	1.06%	1.06%	1.00%	1.00%	–	–	–	–	–	–	–	–	–
KANNAN SUNDARResident individuals, over ₹2 lakh at face value	11.86%	11.86%	11.86%	11.86%	11.86%	11.63%	11.63%	11.61%	11.10%	11.10%	11.10%	11.10%	11.10%	11.10%	11.10%	10.64%	9.58%	9.40%	9.40%	9.40%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
SHAILESH V HARIBHAKTIResident individuals, over ₹2 lakh at face value	–	–	–	–	–	1.43%	1.43%	1.43%	1.43%	1.43%	1.43%	1.43%	1.43%	1.43%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
AMARNATH KAMATHResident individuals, over ₹2 lakh at face value	1.29%	1.29%	1.40%	1.40%	1.40%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
ANATHARAMAKRISHNA PResident individuals, over ₹2 lakh at face value	–	–	–	–	1.00%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
ANANTHA RAMA KRISHNAResident individuals, over ₹2 lakh at face value	1.00%	1.00%	1.00%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–

A filing names every holder above one per cent, in the company's own words: an insurer's holding can carry one of its funds' names. A dash is a filing that did not name the holder, which includes holding under one per cent.