5Paisa Capital MD, chairman, board of directors and AGM
NSE: 5PAISABSE: 540776Capital MarketsSmall Cap
Share price at the NSE close on 23 Oct 2026. Previous close ₹326.65.
- Market capMarket capitalisation. Share price times the number of shares: what the whole company is worth at the day's price. The rank is by average market value over the six months to Jun 2026, among listed companies.
- ₹1,507 Cr1,352nd largest listed
- P/EPrice to earnings, trailing. Market cap divided by the profit of the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, after the share of the other owners of its subsidiaries: what investors pay for each rupee of a year's profit. The filing of 15 Oct 2026
- 36.1
- P/BPrice to book. Market cap divided by the net worth that belongs to the company's own shareholders, its assets less everything it owes and less the other owners' share of its subsidiaries, on its latest balance sheet. The filing of 15 Oct 2026
- 1.3
- Dividend yieldDividend yield. Dividends paid per share in the twelve months to the day, as a percentage of the day's share price.
- Nonein the last 12 months
- ROEReturn on equity. Profit over the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly) that belongs to the company's own shareholders, as a percentage of their net worth, the money they have in the business. Net worth is the average of the latest balance sheet and the one a year before it. The filing of 15 Oct 2026
- 4.7%
- ROCEReturn on capital employed. Operating profit after depreciation (revenue less operating expenses and depreciation, without other income and one-off items) as a percentage of all the money the business runs on: the whole group's net worth, the other owners of its subsidiaries included, plus borrowings. Lease liabilities are not counted: the results filings do not state them. The profit is over the last twelve months (the latest four quarters, or two half years for a company that reports half-yearly); net worth and borrowings are on the latest balance sheet. The filing of 15 Oct 2026
- 6.2%
- Debt to equityDebt to equity. Borrowings divided by the whole group's net worth, the other owners of its subsidiaries included: rupees borrowed for each rupee of equity in the business. Lease liabilities are not counted: the results filings do not state them. From the balance sheet at the end of Sep 2026. The filing of 15 Oct 2026
- 0.28
- Volume, NSEVolume. Shares traded on the last trading day; delivery is the part buyers kept rather than sold again the same day.
- 57,38741.8% delivered
5Paisa Capital board of directors
At the end of the quarter to Jun 2026, as the company filed it; changes since are in its announcements.Their trades in its shares
- ChairpersonArchana Hingorani
8 directors5 independent3 executive
- Archana Hingorani · ChairpersonIndependent · joined Jun 2017 · reappointed Jun 2022 · 108 months as independent · 6 listed boards · 6 as independent · 7 committee seats, 4 as chair
- Nirali SanghiIndependent · joined Jan 2018 · reappointed Jan 2023 · 101 months as independent · 1 listed board · 1 as independent · 1 committee seat
- Milin MehtaIndependent · joined Apr 2020 · reappointed Apr 2025 · 75 months as independent · 5 listed boards · 4 as independent · 8 committee seats, 5 as chair
- Sarat Kumar MalikIndependent · joined Jul 2025 · reappointed Jul 2025 · 11 months as independent · 3 listed boards · 3 as independent · 1 committee seat
- Zor GorelovIndependent · joined Oct 2025 · reappointed Oct 2025 · 8 months as independent · 1 listed board · 1 as independent
- Gaurav SethExecutive · joined Jan 2025 · 1 listed board · 1 committee seat
- Gourav MunjalExecutive · joined Jan 2020 · reappointed Jan 2023 · 1 listed board
- Ameya AgnihotriExecutive · joined Jul 2024 · 1 listed board · 1 committee seat
An independent director has no business or family tie to the company, its promoters or its managers beyond the seat. Listed boards counts the boards of listed companies the director sits on, this one included, and "as independent" how many of those seats are independent ones. Committee seats are audit and stakeholder committee seats across those companies. Months as independent is filed for independent directors only, whose terms the rules cap. Disqualified is the company's own mark that a director may not serve under company law.
1 director who left
- Ravindra Garikipati, left 2 Sep 2025: Tenure Completion
Committees and meetings
Who sits on each, and how often they met.Board meeting notices and outcomes
Board
- 30 Apr 20267 of 8 present4 independent · 16 days in between
- 13 Apr 20268 of 8 present5 independent · 32 days in between
- 11 Mar 20268 of 8 present5 independent · 14 days in between
- 24 Feb 20268 of 8 present5 independent · 33 days in between
2 earlier meetings
- 21 Jan 20268 of 8 present5 independent · 7 days in between
- 13 Jan 20268 of 8 present5 independent
Audit Committee
Chair Milin Mehta
Archana Hingorani, Sarat Kumar Malik
- 30 Apr 20263 of 3 present3 independent · 106 days in between
- 13 Jan 20263 of 3 present3 independent
Nomination and remuneration committee
Chair Nirali Sanghi
Archana Hingorani, Zor Gorelov
- 30 Apr 20263 of 3 present3 independent · 106 days in between
- 13 Jan 20263 of 3 present3 independent
Stakeholders Relationship Committee
Chair Archana Hingorani
Nirali Sanghi, Ameya Agnihotri, Gaurav Seth
- 25 Mar 20264 of 4 present2 independent
Risk Management Committee
Chair Sarat Kumar Malik
Milin Mehta, Gourav Munjal, Ameya Agnihotri, Gaurav Seth, Yogesh Maroli, Lalit Babu Lathe
- 24 Apr 20265 of 5 present2 independent · 100 days in between
- 13 Jan 20265 of 5 present2 independent
Corporate Social Responsibility Committee
Chair Nirali Sanghi
Archana Hingorani, Gourav Munjal, Ameya Agnihotri, Gaurav Seth
No meeting listed in the filing.
Meetings in the quarter filed and the one before it. The days in between are as the company files them, neither meeting's day counted; the rules allow at most 120. A quorum is the least number of members who must attend for the meeting to decide anything.
Statutory auditor
Named in the results for the quarter to Sep 2026.
- V Sankar Aiyar & Co.Peer-review certificate valid to Apr 2028
A statutory auditor checks the company's accounts and signs its results. Peer review is the accountants' institute's check of an audit firm's own work, which a listed company's auditor must hold a valid certificate of.
5Paisa Capital AGM and shareholder votes
Each resolution, how the votes went, and how institutions voted apart from the promoters. A postal ballot is a vote by post or online, held without a meeting.5Paisa Capital share news and announcements
Annual general meeting, 1 Sep 2026
48,667 shareholders on the register on 25 Aug 2026; present: 0 promoters and 71 others; votes counted by Swapneel Vinod Patel / M/s. Shah Patel and Associates.The company's voting result (opens in a new tab)
To consider and adopt: (a) The Audited Standalone Financial Statement(s) of the Company for the Financial Year ended March 31, 2026, together with the Reports of the Board of Directors and the Statutory Auditors thereon; and (b) The Audited Consolidated Financial Statement(s) of the Company for the Financial Year ended March 31, 2026, together with the Report of the Statutory Auditors thereon.MoreLess
Ordinary100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 71.77% · promoters 99.21% · institutions 18.38% · other public 67.97%
- Appointment of Mr. Gourav Munjal (DIN: 06360031), as a Director, liable to retire by rotation.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 71.75% · promoters 99.21% · institutions 18.38% · other public 67.93%
- Approval of material related party transactions with IIFL Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Home Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Capital Services Limited (formerly known as IIFL Securities Limited).OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Facilities Services Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with Livlong Insurance Brokers Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Management Services Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Samasta Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with India Infoline Foundation.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with Livlong Protection & Wellness Solutions Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Commodities Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIFL Fintech Private Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval of material related party transactions with IIHFL Sales Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 19.15% · promoters 0.00% · institutions 72.00% · other public 16.83%
- Approval for issuance of Non-Convertible Securities, on a private placement basis.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 71.77% · promoters 99.21% · institutions 18.38% · other public 67.97%
- Approval of payment of commission to Non-Executive Directors of the Company.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 71.77% · promoters 99.21% · institutions 18.38% · other public 67.97%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 27 Aug 2026, 1 resolution
49,881 shareholders on the register on 24 Jul 2026; votes counted by Swapneel Vinod Patel / M/s. Shah Patel and Associates.The company's voting result (opens in a new tab)
- To consider and approve issuance of equity shares on a preferential basis for consideration other than cash pursuant to a share swap arrangement and other matters incidental thereto.Special99.99% for0.01% against
Against: promoters 0.00% · institutions 0.00% · other public 0.03%
Turnout: all 76.40% · promoters 99.07% · institutions 44.65% · other public 69.25%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 13 Dec 2025, 1 resolution
58,776 shareholders on the register on 7 Nov 2025; votes counted by Swapneel Vinod Patel / M/s. Shah Patel and Associates.The company's voting result (opens in a new tab)
- To approve the appointment of Mr. Zor Gorelov (DIN: 11329941) as a Non-Executive Independent DirectorSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 62.34% · promoters 97.35% · institutions 20.19% · other public 56.10%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 25 Aug 2025, 18 resolutions
57,592 shareholders on the register on 18 Aug 2025; present: 6 promoters and 50 others; votes counted by Aparna Joshi / Aprana Paricharak & Associates.The company's voting result (opens in a new tab)
1. To receive, consider and adopt: a. The Audited Standalone Financial Statement(s) of the Company for the Financial Year ended March 31, 2025, together with the Reports of the Board of Directors and the Statutory Auditors thereon; and b. The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2025, together with the Report of the Statutory Auditors thereon.MoreLess
Ordinary100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
- To appoint a Director in place of Mr. Ameya Agnihotri (DIN: 07680132), who retires by rotation and being eligible, offers himself for re-appointment.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
To appoint M/s. Nilesh Shah & Associates, Practicing Company Secretaries, (Firm Registration No.: P2003MH008800 and Peer Review No.: 6454 / 2025) as Secretarial Auditors of the Company for a term of 5 (Five) consecutive years w.e.f. April 01, 2025 to March 31, 2030MoreLess
Ordinary100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
- To Appoint Dr. Sarat Kumar Malik (DIN: 09791314) as an Independent Director of the CompanySpecial99.65% for0.35% against
Against: promoters 0.00% · institutions 1.87% · other public 0.01%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
- To approve material related party transactions with IIFL Facilities Services LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.13%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with IIFL Finance LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.13%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with IIFL Management Services LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.14%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with IIFL Capital Services Limited (formerly known as IIFL Securities Limited)OrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.14%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with IIFL Samasta Finance LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.14%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with IIFL Home Finance LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.14%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with Livlong Insurance Brokers LimitedOrdinaryPromoters have an interest in it99.53% for0.47% against
Against: promoters 0.00% · institutions 0.46% · other public 2.13%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with India Infoline FoundationOrdinaryPromoters have an interest in it99.99% for0.01% against
Against: promoters 0.00% · institutions 0.00% · other public 2.13%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with 5paisa P2P LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.43%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with 5paisa Trading LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.43%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with 5paisa Corporate Services LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.43%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve material related party transactions with 5paisa International Securities (IFSC) LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.43%
Turnout: all 17.89% · promoters 0.00% · institutions 81.52% · other public 0.10%
- To approve offer or invitation to subscribe to the NonConvertible Debentures on private placement basisSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
- To approve payment of remuneration by way of Commission to Non-Executive Directors including Independent Directors up to 1% (one percent) of Net Profit of the CompanySpecial99.88% for0.12% against
Against: promoters 0.00% · institutions 0.65% · other public 0.01%
Turnout: all 69.99% · promoters 97.35% · institutions 58.68% · other public 55.71%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 22 Mar 2025, 2 resolutions
59,962 shareholders on the register on 14 Feb 2025; votes counted by Aparna Joshi / Aprana Paricharak & Associates.The company's voting result (opens in a new tab)
- Approval for the appointment of Mr. Gaurav Seth as a Director of the Company, liable to retire by rotationOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 67.98% · promoters 90.31% · institutions 62.20% · other public 54.65%
- Approval for the appointment and remuneration of Mr. Gaurav Seth (DIN: 10415364) as a Managing Director & Chief Executive Officer (CEO) of the CompanyOrdinary99.58% for0.42% against
Against: promoters 0.00% · institutions 2.09% · other public 0.01%
Turnout: all 67.98% · promoters 90.31% · institutions 62.20% · other public 54.65%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 10 Sep 2024, 19 resolutions
Present: 6 promoters and 52 others.The company's voting result (opens in a new tab)
1. To receive, consider and adopt:n(a) The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2024, together with the Reports of the Board of Directors and the Statutory Auditors thereon; andn(b) The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2024, together with the Report of the Statutory Auditors thereonMoreLess
Ordinary100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
- To appoint a Director in place of Mr. Gourav Munjal (DIN: 06360031), who retires by rotation and being eligible, offers himself for re-appointmentOrdinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
- To re-appoint Mr. Milin Mehta as an Independent Director of the CompanySpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
- To approve appointment and remuneration of Mr. Ameya Agnihotri (DIN: 07680132) as the Whole Time Director of the CompanySpecial99.63% for0.37% against
Against: promoters 0.00% · institutions 2.39% · other public 0.00%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
- To approve material related party transactions with IIFL Facilities Services LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Finance LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Management Services LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Securities LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Samasta Finance LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.02%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Wealth Prime LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.10%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with IIFL Home Finance LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.12%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with Livlong Insurance Brokers Limited (Formerly known as IIFL Insurance Brokers Limited)OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.10%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with 360 ONE WAM Limited (Formerly known as IIFL Wealth Management Limited)OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.10%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with 5paisa P2P LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.10%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with 5paisa Trading LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with 5paisa Corporate Services Limited (Formerly known as 5paisa Insurance Brokers Limited)OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve material related party transactions with 5paisa International Securities (IFSC) LimitedOrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.10%
Turnout: all 19.29% · promoters 0.00% · institutions 85.17% · other public 1.62%
- To approve offer or invitation to subscribe to the Non-Convertible Debentures on private placement basisSpecial100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
- To approve payment of remuneration by way of Commission to Non-Executive Directors including Independent Directors up to 1% (one percent) of Net Profit of the CompanySpecial99.63% for0.37% against
Against: promoters 0.00% · institutions 2.39% · other public 0.01%
Turnout: all 67.53% · promoters 97.35% · institutions 47.38% · other public 55.69%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Postal ballot, 22 Dec 2023, 3 resolutions
The company's voting result (opens in a new tab)
Approval for increase in ESOP Pool for grant of options and amendment in 5Paisa Capital Limited Employee Stock Option Scheme - 2017 and 5Paisa Capital Limited Employee Stock Option Scheme – 2023 (collectively referred to as “ESOS Schemes”).MoreLess
Special100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 81.14% · promoters 97.50% · institutions 94.84% · other public 61.61%
Grant of Stock options under the 5Paisa Capital Limited Employee Stock Option Scheme - 2017 and 5Paisa Capital Limited Employee Stock Option Scheme – 2023 (collectively referred to as “ESOS Schemes”), to present and future, permanent employees of holding and or subsidiary company(ies).MoreLess
Special100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 81.14% · promoters 97.50% · institutions 94.84% · other public 61.61%
Creation, grant, offer and issue of options exceeding one percentage (1%) of the issued capital of the Company under the 5Paisa Capital Limited Employee Stock Option Scheme - 2017 and 5Paisa Capital Limited Employee Stock Option Scheme – 2023 (collectively referred to as “ESOS Schemes”).MoreLess
Special100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.01%
Turnout: all 81.14% · promoters 97.50% · institutions 94.84% · other public 61.61%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
Annual general meeting, 31 Aug 2023, 20 resolutions
Present: 6 promoters and 50 others.The company's voting result (opens in a new tab)
To receive, consider and adopt:nn(a) The Audited Financial Statement(s) of the Company for the financial year ended March 31, 2023, together with the Reports of the Board of Directors and the Statutory Auditors thereon; andnn(b) The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2023, together with the Report of the Statutory Auditors thereon.MoreLess
Ordinary100.00% for0.00% againstAgainst: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To appoint a Director in place of Mr. Gourav Munjal (DIN: 06360031), who retires by rotation and being eligible, offers himself for reappointment.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To approve appointment of Mr. Narayan Gangadhar (DIN: 09298665) as Director of the Company.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To approve appointment and remuneration of Mr. Narayan Gangadhar (DIN: 09298665), Chief Executive Officer, as the Managing Director of the Company.Ordinary100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To approve material related party transactions with IIFL Facilities Services Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Finance Limited.To approve material related party transactions with IIFL Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Management Services Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Securities Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Samasta Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Wealth Prime Limited (Formerly Known as IIFL Wealth Finance Limited)OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with IIFL Home Finance Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with Livlong Insurance Brokers Limited (Formerly known as IIFL Insurance Brokers Limited).OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with 360 ONE WAM Limited (Formerly known as IIFL Wealth Management Limited).OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with 5paisa P2P Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with 5paisa Trading Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with 5paisa Corporate Services Limited (Formerly known as 5paisa Insurance Brokers Limited).OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve material related party transactions with 5paisa International Securities (IFSC) Limited.OrdinaryPromoters have an interest in it100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 22.30% · promoters 0.00% · institutions 79.86% · other public 8.42%
- To approve payment of remuneration by way of Commission to Non-Executive Directors including Independent Directors up to 1% (one percent) of Net Profit of the Company.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To approve offer or invitation to subscribe to the Non-Convertible Debentures on private placement basis.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
- To approve increase the limits of borrowing u/s 180(1)(c) of the Companies Act, 2013.Special100.00% for0.00% against
Against: promoters 0.00% · institutions 0.00% · other public 0.00%
Turnout: all 72.17% · promoters 97.65% · institutions 43.95% · other public 67.73%
For and against are per cent of the votes cast. Turnout is the votes cast as a per cent of the shares each group holds. Institutions are funds, insurers, banks and foreign investors. An ordinary resolution passes with more than half the votes cast, a special one with at least three quarters.
How mutual funds voted
Fund houses must disclose how they vote at every meeting of a company they hold.
Mutual fund votes, meeting of 10 Sep 2024, 1 fund house
1. To receive, consider and adopt:n(a) The Audited Standalone Financial Statement(s) of the Company for the financial year ended March 31, 2024, together with the Reports of the Board of Directors and the Statutory Auditors thereon; andn(b) The Audited Consolidated Financial Statement(s) of the Company for the financial year ended March 31, 2024, together with the Report of the Statutory Auditors thereonMoreLess
1 for0 against- To appoint a Director in place of Mr. Gourav Munjal (DIN: 06360031), who retires by rotation and being eligible, offers himself for re-appointment1 for0 against
- To re-appoint Mr. Milin Mehta as an Independent Director of the Company1 for0 against
- To approve appointment and remuneration of Mr. Ameya Agnihotri (DIN: 07680132) as the Whole Time Director of the Company
Against DSP Mutual Fund
- DSP Mutual FundAmeya Agnihotri, 42, joined 5paisa Capital Ltd. (5Paisa) as a Chief Technology Officer in November 2023. Prior to joining 5Paisa, he was VP - Technology at Paytm (Travel Vertical). He has worked with Uber, Zeotap, Airpush, Inc. among others. He has been granted 50,000 ESOPs till date – the fair value of these options have not been disclosed. His fixed pay is estimated at Rs. 25.2 mn per annum. Apart from fixed pay, he is eligible for stock options and commission for which no guidance has been given. Given the nature of industry, we expect that ESOPs/ RSUs will form a bulk of his compensation. For context, Narayan Gangadhar (MD, now resigned), was granted 1,500,000 RSUs in FY24, worth ~Rs. 897.0 mn, equating to 4.8% of the company’s paid-up capital. Even if Ameya Agnihotri receives half this amount, it would still be a substantial value - Rs. 448.5 million, which is high for the company’s size. Given the lack of clarity on his commission and stock option compensation, we are unable to make an informed decision on his proposed compensation. Thus, we do not support the resolution even while we support his appointment as Whole-time Director.
0 for1 against - To approve material related party transactions with IIFL Facilities Services Limited1 for0 against
- To approve material related party transactions with IIFL Finance Limited1 for0 against
- To approve material related party transactions with IIFL Management Services Limited1 for0 against
- To approve material related party transactions with IIFL Securities Limited1 for0 against
- To approve material related party transactions with IIFL Samasta Finance Limited1 for0 against
- To approve material related party transactions with IIFL Wealth Prime Limited1 for0 against
- To approve material related party transactions with IIFL Home Finance Limited1 for0 against
- To approve material related party transactions with Livlong Insurance Brokers Limited (Formerly known as IIFL Insurance Brokers Limited)1 for0 against
- To approve material related party transactions with 360 ONE WAM Limited (Formerly known as IIFL Wealth Management Limited)1 for0 against
- To approve material related party transactions with 5paisa P2P Limited1 for0 against
- To approve material related party transactions with 5paisa Trading Limited1 for0 against
- To approve material related party transactions with 5paisa Corporate Services Limited (Formerly known as 5paisa Insurance Brokers Limited)1 for0 against
- To approve material related party transactions with 5paisa International Securities (IFSC) Limited1 for0 against
- To approve offer or invitation to subscribe to the Non-Convertible Debentures on private placement basis1 for0 against
- To approve payment of remuneration by way of Commission to Non-Executive Directors including Independent Directors up to 1% (one percent) of Net Profit of the Company
Against DSP Mutual Fund
- DSP Mutual FundThe proposed commission to Non-Executive Directors is in line with market practices and regulations. However, the company has not defined a tenure for payment of commission and the resolution is effectively valid for perpetuity. We believe shareholders must get a chance to periodically approve such payments and therefore do not support the resolution. Further, the company must consider capping the commission in absolute terms.
0 for1 against
Each fund house counted once, from its own disclosure; the reasons are its own words.
Fines and tax disputes
Reported in the filing for the quarter to Jun 2026.
- Fine or penaltyNSESince 2 Apr 2026
A monetary penalty of Rs. 10000
Penalty levied towards Prior approval of the Exchange was not obtained for the changes in the directorship of the entity. - Fine or penaltySEBISince 6 Apr 2026
Administrative Warning for the deviation observed by SEBI
Received Administrative warning from SEBI towards observation raised during the Inspection. - Fine or penaltyNSESince 10 Apr 2026
A monetary penalty of Rs. 25000
Penalty levied during offsite Inspection towards Client Ledgers not maintained as per prescribed format. - Fine or penaltyNSESince 10 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection Q4 - 2025-2026 towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange. - Fine or penaltyNSESince 13 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection Q4 - 2025-2026 towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange. - Fine or penaltyNSESince 13 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection Q4 - 2025-2026 towards Incorrect reporting in client level segregation report. - Fine or penaltyNSESince 13 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection conducted during Q4 - 2025-2026 towards Invocation of client securities in excess of debit balance of the clients. - Fine or penaltyNSESince 15 Apr 2026
A monetary Penalty of Rs. 3700 + Advised for the deficiency observed by the Exchange
Penalty levied during Limited Purpose Inspection (Oct 25-Dec 25. ) towards incorrectly reported margin collection from clients and Advice for incorrect reporting in client level segregation report.
24 more
- Fine or penaltyNSESince 15 Apr 2026
A monetary penalty of Rs. 114300
Penalty levied during Limited Purpose Inspection (Oct-25) towards incorrectly reported 17margin collection from clients and Advice for incorrect reporting in client level segregation report. - Fine or penaltyNSESince 17 Apr 2026
Advised+Warning with direction for the deficiency observed by the Exchange
Advised during Limited Purpose Inspection (Apr 25 -Jun 25) towards Not maintained or not submitted/delayed in submitting details of BoD or committees of board or minutes of meetings of Board /Committees within prescribed timelines to Exchange and incorrect reporting in client level segregation report.MoreLess
- Fine or penaltyCDSLSince 17 Apr 2026
A monetary penalty of Rs. 15000
CDSL Levied penalty towards delay (98 days delay) in submitting compliance for transmission instances observed during SEBI joint Inspection (Jan 25- Nov 25) - Fine or penaltyNSESince 28 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection Q4 - 2025-2026 towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange. - Fine or penaltyNSESince 29 Apr 2026
A monetary penalty of Rs. 25000
Penalty levied during offsite Inspection (Jan 26- Mar 26) towards Client Ledgers not maintained as per prescribed format. - Fine or penaltyNSESince 30 Apr 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection (Jan 26- Mar 26) towards Incorrectly reported data under reason code RC09 amounting and incorrectly reported cash retained by TM. - Fine or penaltyNSESince 1 May 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection (Oct 25) towards Invoked client securities in excess of debit balance of the client. - Fine or penaltyNSESince 11 May 2026
A monetary penalty of Rs. 11200
Penalty levied during offsite Inspection (Oct-25) towards Incorrect reporting of margin collection from clients to the clearing corporation. - Fine or penaltyNSESince 14 May 2026
Advised for the deficiency observed by the Exchange
Advisory issued towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange - Fine or penaltyNSESince 18 May 2026
Advised for the deficiency observed by the Exchange
Advisory issued towards Member has not correctly reported the data towards Segregation and Monitoring of Collateral at Client Level to Clearing Member/Clearing Corporation and Incorrect reporting of margin/ MTM loss collection from clients to ExchangeMoreLess
- Fine or penaltyNSESince 21 May 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection (Q1 - 2026-2027) towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange. - Fine or penaltyNSESince 27 May 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection (Q1 - 2026-2027) towards clients' clear credit balances are not upstreamed to the clearing Corporation within the specified timelines. - Fine or penaltyNSESince 3 Jun 2026
Advise+ Warning with direction for the deficiency observed by the Exchange
Advised during Limited Purpose Inspection (July 23- Sept 23) towards Delay / non submission of QSB reports to the exchange. - Fine or penaltyNSESince 9 Jun 2026
A monetary penalty of Rs. 125000 + Advise
Penalty levied during Limited Purpose Inspection (Sept-24) towards 1. Member Has not kept appropriate evidence in respect of the order placed by their clients and 2. Not settled the client funds and 3. Unauthorised trades executed by trading member since preorder placement evidence is not maintained or not provided.MoreLess
- Fine or penaltyNSESince 9 Jun 2026
Advised for the deficiency observed by the Exchange
Advised during offsite Inspection (Q1 - 2026-2027) towards Incorrect reporting of margin/ MTM loss collection from clients to Exchange. - Fine or penaltyNSESince 11 Jun 2026
A monetary penalty of Rs. 79900+ Advise
Penalty levied during Regular Inspection conducted during January – March 2025, towards Penalty levied for 5paisa Capital has not collected adequate margin from the clients availing MTF in case of 01 instance amounting to Rs.39,96,503.01 and advise Issued towards 5paisa Capital has incorrectly reported data towards MTR file.MoreLess
- Fine or penaltyNSESince 23 Jun 2026
A monetary penalty of Rs. 29000+ Advise
Penalty levied towards Non-upload/ update of client details in UCC database - Tax disputeGST- Tamil NaduSince 29 Dec 2025Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeGST- KarnatakaSince 16 Dec 2025Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeGST- KarnatakaSince 12 Mar 2026Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeIncome TaxSince 1 Apr 2026Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeIncome TaxSince 4 May 2026Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeGST- Tamil NaduSince 23 Jun 2026Not yet scheduledAt the filing before: Appeal Filed
- Tax disputeIncome TaxSince 23 Mar 2025Not yet scheduledAt the filing before: Appeal Filed
In the company's own words, from its latest governance filing.
Investor complaints and compliance
Quarter by quarter.
Investor complaints received and resolved, the company's own count
- Received
- Resolved
Open at the quarter's end
- The board is made up as the listing rules require
- Yes
- The board has a regular chairperson
- Yes
- The company has a risk management committee
- Yes
- The chair is related to the managing director
- No
- The filing has a part on fines and penalties
- Yes
- The filing has a part on tax disputes
- Yes
- There was a cyber security incident in the quarter
- No
The company's own answers in its filing.